Jerry K. Crites
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Keith Crites was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1983. Jerry had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2007 - May 8, 2008
COMPASS EFFICIENT MODEL PORTFOLIOS, LLC
January 19, 2007 - March 30, 2016
COMPASS ADVISORY PARTNERS LLC
May 25, 2004 - December 31, 2006
COMPASS ADVISORY PARTNERS LLC
April 26, 2004 - December 31, 2015
FSC SECURITIES CORPORATION
April 28, 1999 - April 20, 2004
SUNAMERICA SECURITIES, INC.
November 21, 1983 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
November 21, 1983 - April 16, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMPASS EFFICIENT MODEL PORTFOLIOS, LLC
CRD#: 125568 / SEC#: 801-61868
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
