Clifford W. Mckrell
Professional summary
Clifford William Mckrell, who also goes by Cliff Mckrell, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Overland Park, Kansas.
Clifford is registered as a RR (Registered Representative) and started their career in finance in 1982. Clifford has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clifford William Mckrell's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2002 - Present
NYLIFE SECURITIES LLC
October 20, 2000 - December 31, 2001
OSAIC FS, INC.
July 23, 1998 - November 22, 2000
PRINCIPAL SECURITIES, INC.
October 31, 1997 - January 6, 1998
GUARDIAN INVESTOR SERVICES LLC
December 21, 1988 - July 23, 1998
BMA FINANCIAL SERVICES, INC.
May 7, 1986 - December 31, 1988
G. R. PHELPS & CO., INC.
July 21, 1982 - April 17, 1986
PRUCO SECURITIES, LLC.
May 3, 1982 - April 18, 1986
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2002)
(1/11/2023)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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