Mitchell D. Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell D Becker was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1983. Mitchell had worked at 10 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2015 - December 21, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
July 29, 2011 - January 5, 2015
AVATAR SECURITIES, LLC
November 15, 2010 - June 23, 2011
G-2 TRADING,LLC
April 18, 2006 - September 18, 2009
G-2 TRADING,LLC
March 13, 1997 - February 12, 2003
SCHONFELD SECURITIES, LLC
March 6, 1995 - March 28, 1995
FITZGERALD, DAVIS & ASSOCIATES, L.P.
September 1, 1994 - March 6, 1995
PRINCIPAL FINANCIAL SECURITIES,INC.
July 22, 1988 - September 1, 1994
HAMILTON INVESTMENTS, INC.
May 2, 1988 - May 18, 1988
THE MILWAUKEE COMPANY
February 20, 1987 - January 19, 1988
BLUNT ELLIS & LOEWI INCORPORATED
October 19, 1983 - March 14, 1987
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/5/2000
Limited Representative-Equity Trader ExamCurrent Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
