Todd L. Oplinger
Professional summary
Todd Lee Oplinger was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Todd is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Todd had worked at 9 firms, which includes IFS SECURITIES, RIDGEWAY & CONGER INC., SUMMIT BROKERAGE SERVICES INC., FIRST MIDWEST SECURITIES INC., CANTELLA & CO. INC., AMERICAN INVESTMENT SERVICES INC., GRUNTAL & CO. L.L.C., PRUDENTIAL EQUITY GROUP LLC, CINCINNATI ANALYSTS INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2016 - November 15, 2019
IFS SECURITIES
January 10, 2012 - May 31, 2016
RIDGEWAY & CONGER, INC.
November 1, 2010 - January 18, 2012
SUMMIT BROKERAGE SERVICES, INC.
February 19, 2003 - October 13, 2010
FIRST MIDWEST SECURITIES, INC.
February 20, 2002 - February 19, 2003
CANTELLA & CO., INC.
September 9, 1993 - February 20, 2002
AMERICAN INVESTMENT SERVICES, INC.
September 1, 1989 - July 12, 1993
GRUNTAL & CO., L.L.C.
July 11, 1984 - September 23, 1989
PRUDENTIAL EQUITY GROUP, LLC
May 18, 1982 - June 28, 1984
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
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