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Thomas Robert Mykityshyn

ENCLAVE CAPITAL
MIAMI, FL
·CRD# 1038053·44 years experience

Professional Summary

Thomas Robert Mykityshyn is a registered financial advisor currently at ENCLAVE CAPITAL LLC located in Miami, Florida. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 13 firms and has passed the Series 63, Series 79TO, Series 22TO, SIE, Series 7, Series 53, Series 10 and Series 9 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

ENCLAVE CAPITAL LLC·CRD# 22732
BD
701 Brickell Avenue Suite 1550, Miami, FL 33131
April 5, 2024 - Present
ECOBAN SECURITIES CORPORATION·CRD# 29112
BD
New Rochelle, NY
December 20, 2019 - March 27, 2024
BROKERTEC AMERICAS LLC·CRD# 47477
BD
New York, NY
November 5, 2015 - August 6, 2019
TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
New York, NY
August 24, 2015 - January 4, 2017
GUGGENHEIM SECURITIES, LLC·CRD# 40638
BD
New York, NY
October 10, 2005 - May 13, 2015
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
October 4, 2004 - September 13, 2005
TD SECURITIES (USA) LLC·CRD# 18476
BD
New York, NY
October 29, 2002 - June 4, 2004
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
November 28, 1994 - September 26, 2002
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
June 5, 1991 - November 2, 1994
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
November 6, 1989 - June 13, 1991
L. F. ROTHSCHILD & CO. INCORPORATED·CRD# 501
BD
August 9, 1984 - March 31, 1989
RICHARDSON GREENSHIELDS SECURITIES INC.·CRD# 3178
BD
February 25, 1983 - August 20, 1984
ASIEL & CO. LLC·CRD# 1112
BD
March 30, 1982 - April 6, 1983

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Current Firm

EC
ENCLAVE CAPITAL LLC

BELTONE ENCLAVE SECURITIES | KNG (USA) - ENCLAVE | KLITZBERG ENCLAVE | HRA CAPITAL | ENCLAVE SECURITIES | ENCLAVE CAPITAL, L.L.C. | ENCLAVE CAPITAL LLC | CRIPPLE CREEK SECURITIES, L.L.C. | CRIPPLE CREEK SECURITIES CO. | CAJ CO.

CRD#: 22732 / SEC#: 8-39592
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

701 Brickell Avenue Suite 1550, Miami, FL 33131

Mailing Address

701 Brickell Ave Suite 1550, Miami, FL 33131

Phone Number

(646) 454-8600

Established

Delaware since 05/31/1995

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (18 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MAZZEO, ROBERT LOUIS IIMANAGING MEMBER/CEO2460221
DUMONT, SUSAN ELIZABETHCCO2346501
VITTOR, GREG TODDFINOP, PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER1864219

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(4/5/2024)
RR
New York
(4/5/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1994About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Jan 2023About the Series 22TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1982About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 2006About the Series 53 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Feb 2001About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Oct 2000About the Series 9 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Thomas Robert Mykityshyn's CRS (Customer Relationship Summary).

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