Larry W. Mulcock

NIMBLE INVESTMENT ADVISORS LLC

Washington, UT

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CRD#: 1038001

Professional summary

Larry Wayne Mulcock is a registered financial advisor currently at NIMBLE INVESTMENT ADVISORS LLC located in Washington, Utah.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Larry has worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 8, Series 24 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(21) MR. MULCOCK IS A PRINCIPAL REAL ESTATE BROKER LICENSED IN UTAH. MR. MULCOCK AN INSURANCE AGENT LICENSED IN UTAH FOR THE SALE OF LIFE AND HEALTH INSURANCE, PROPERTY AND CASUALTY Mr. Mulcock is an Insurance Consultant in Utah (9B) MR. MULCOCK IS A INVESTMENT ADVISOR REPRESENTIVE and Principal OF Nimble Investment Advisors LLC, A UTAH REGISTERED INVESTMENT ADVISER WHICH IS 99% OWNED BY MR. MULCOCK. Mr. Mulcock is a the manager/owner of Advanced IRA LLC which helps clients set up self-directed IRA LLCs. AFFORDABLE LEGAL DOCUMENTS, LLC IS A DOCUMENT PREPARATION COMPANY WHICH IS 50% OWNED BY MR. MULCOCK. MR. MULCOCK IS A FINANCIAL PLANNER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Wayne Mulcock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2016 - Present

NIMBLE INVESTMENT ADVISORS LLC

RIA

CRD#: 118343

Washington, UT

Past

October 21, 2010 - December 31, 2014

NIMBLE INVESTMENT ADVISORS LLC

RIA

CRD#: 118343

WASHINGTON, UT

Past

August 8, 2001 - March 5, 2010

INTERMOUNTAIN FINANCIAL SERVICES, INC.

CRD#: 15386

SALT LAKE CITY, UT

Past

July 1, 1999 - July 1, 1999

FIRST SECURITY INVESTOR SERVICES, INC.

CRD#: 15515

SALT LAKE CITY, UT

Past

July 1, 1999 - July 18, 2001

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

August 15, 1997 - May 27, 1999

INTERMOUNTAIN FINANCIAL SERVICES, INC.

CRD#: 15386

HEBER CITY, UT

Past

March 26, 1996 - December 31, 2007

NIMBLE INVESTMENT ADVISORS LLC

RIA

CRD#: 118343

WASHINGTON, UT

Past

October 20, 1995 - April 25, 1996

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

January 28, 1991 - October 24, 1995

OMNI BROKERAGE, INC.

CRD#: 16878

SOUTH JORDAN, UT

Past

March 30, 1987 - July 9, 1990

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

June 19, 1986 - February 11, 1987

COOPERATIVE FINANCIAL PLANNERS, LTD.

CRD#: 16891

Past

June 18, 1985 - February 11, 1987

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Past

December 14, 1983 - June 24, 1985

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

June 15, 1983 - March 27, 1984

S.N.I. SECURITIES, INC.

CRD#: 10090

Past

May 7, 1982 - November 16, 1982

CROSBY FINANCIAL CORPORATION

CRD#: 8216

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(7/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/18/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/20/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/23/1987

Registered Options Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/3/1987

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 8/23/1984

General Securities Principal Examination

Principal/Supervisory Exam

Series 39

Date: 11/16/1983

Direct Participation Programs Principal Examination

Current Firm

NIMBLE INVESTMENT ADVISORS LLC

NIMBLE INVESTMENT ADVISORS LLC | SENIOR ADVISORS, LC | SENIOR ADVISORS LC | SENIOR ADVISORS FINANCIAL SERVIVES, LC | SENIOR ADVISORS FINANCIAL SERVICES, LC

CRD#: 118343 / SEC#:

Idaho

Registered Investment Advisory firm - (12/31/2007 Terminated)

Utah

Registered Investment Advisory firm - (7/8/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Washington, UT

Mailing Address

Phone number

(801) 654-3057

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Larry W. Mulcock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Wayne Mulcock's CRS (Customer Relationship Summary).

Certified licenses

Experience

NIMBLE INVESTMENT ADVISORS LLC

INTERMOUNTAIN FINANCIAL SERVICES, INC.

FIRST SECURITY INVESTOR SERVICES, INC.

WELLS FARGO SECURITIES, LLC

INTERMOUNTAIN FINANCIAL SERVICES, INC.

NIMBLE INVESTMENT ADVISORS LLC

CETERA ADVISORS LLC

OMNI BROKERAGE, INC.

FIDELITY BROKERAGE SERVICES LLC

COOPERATIVE FINANCIAL PLANNERS, LTD.

CETERA WEALTH SERVICES, LLC

SOUTHMARK FINANCIAL SERVICES, INC.

S.N.I. SECURITIES, INC.

CROSBY FINANCIAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/1993

Series 63

Date: 5/18/1982

Series 7

Date: 3/20/1982

Series 4

Date: 9/23/1987

Series 8

Date: 6/3/1987

Series 24

Date: 8/23/1984

Series 39

Date: 11/16/1983

Current Firm

NIMBLE INVESTMENT ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

NIMBLE INVESTMENT ADVISORS LLC

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