Kim A. Almendinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kim Alan Almendinger was a registered financial advisor .
Kim is a previously registered financial advisor and started their career in finance in 1982. Kim had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2004 - February 21, 2008
BUTLER, WICK & CO., INC.
October 7, 2004 - February 21, 2008
BUTLER, WICK & CO., INC.
September 19, 2001 - November 1, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 30, 2001 - November 1, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 10, 2000 - April 12, 2001
LEHMAN BROTHERS INC.
July 1, 1998 - October 19, 2000
COWEN AND COMPANY
November 2, 1989 - July 1, 1998
FINANCIAL SQUARE PARTNERS
July 8, 1982 - October 30, 1989
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUTLER, WICK & CO., INC.
CRD#: 120 / SEC#: , 8-30083
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
