RN
Robert M. Nelson
Some features on this profile are disabled
CRD#: 1037940
RN
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Micheels Nelson, who also goes by Bob Nelson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bob Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**NELSON MURPHY INSURANCE & INVESTMENTS, LLC -expert witness -Occasionally accept the request to be an expert witness for insurance related (not securities) cases. I have done three such cases in 40 years in the business. I am known nationally as an expert on life insurance. that is normally the driver in these cases. INVEST RELATED: No #HRS: 2 SEC TRADE HRS: 2 -1/1/00 -11620 ARBOR ST Ste 201, Omaha NE 68144 -A defense attorney normally with an E&O carrier will ask my opinion on a set of facts relating to a complaint or lawsuit filed against an agent. I only defend agents; I will not work for a plaintiff against an agent. **INSURANCE CONSULTING -Insurance advisor -I no longer have any formal contracts to do consulting on a regular basis. I am occasionally asked by attorneys or CPA's to give my opinion on an existing policy. I seldom charge a fee but want to continue my consulting OBA in the event I choose to charge a fee in the future. INVEST RELATED: No #HRS: 4 SEC TRADE HRS: 0 -2/1/17 -11620 Arbor St Ste 201, Omaha NE 68144 -To periodically provide advice on specific cases and to provide general insurance advice when asked or if I write a report on one or more segments of the insurance business that we conduct in our own firm. **NELSON MURPHY INSURANCE & INVESTMENTS, LLC -producer -Selling insurance products INVEST RELATED: No #HRS: 80 SEC TRADE HRS: 80 -11/3/73 -11620 ARBOR ST Ste 201, Omaha NE 68144 -The insurance part of financial planning. Life, disability, LTC as part of a wholistic approach to financial planning. **SAA -advisor -In the course of our normal business, I am an IAR and do use a 3rd party money manager, Symmetry Partners which is an investment manager through Securities America and our own NMII portfolios. INVEST RELATED: Yes #HRS: 80 SEC TRADE HRS: 75 -3/25/14 -11620 Arbor Ste 201, omaha NE 68144 -In the normal course of our business, we advise clients and use a fee-based, 3rd party money manager...Symmetry Partners and our own NMII portfolios. **FIRST RESPONDERS FOUNDATION -Committee Chair -First Responders Foundation is a local 501c3 foundation with the mission to improve public safety and to show appreciation to our dedicated first responders. It was started by two longtime clients of mine. One of the founders needed to resign due to serious medical issues with one of his adult children. They asked me to join the board and the executive committee which I did. Effective November 19, 2018 I will no longer serve on the board or the Executive Committee. I will Chair The Awards of Excellence Program only. I will not be involved in any investment decisions. INVEST RELATED: No #HRS: 8 SEC TRADE HRS: 0 -11/1/11 -10505 Burt Cir, omaha NE 68114 -I chair the Awards of Excellence (AOE) program which awards $500 to high school seniors who are children of area First Responders. **FIRST RESPONDERS FOUNDATION -Volunteer NATURE: FIRST RESPONDERS CRITICAL SUPPORT FOUNDATION - NON-PROFIT VOLUNTEER ACTIVITY INVEST RELATED: No #HRS: 4 SEC TRADE HRS: 0 -11/1/11 -10605 Burt Cir, Omaha NE 68114 -Chair of the Awards of Excellence program which annually awards $500 to children of First Responders who are high school seniors. There is a selection process and fund raising which is done by others besides my limited role. This is a very popular civic project and has existed for 4 years. I have been in charge since the beginning.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 24, 2014 - September 21, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
OMAHA, NE
Past
February 18, 2014 - September 21, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
OMAHA, NE
Past
June 15, 2007 - February 21, 2014
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
OMAHA, NE
Past
June 1, 2007 - February 21, 2014
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
OMAHA, NE
Past
June 30, 2006 - June 5, 2007
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
OMAHA, NE
Past
September 2, 1999 - June 5, 2007
SECURITIES AMERICA, INC.
BD
CRD#: 10205
OMAHA, NE
Past
November 8, 1983 - September 10, 1999
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
July 12, 1982 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 2682
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SECURITIES AMERICA ADVISORS, INC.
1865 WEALTH ADVISORS AT BANK ON BUFFALO | BREITENFELDT GROUP | BREIDENBAUGH FINANCIAL | BRECEK AND YOUNG FINANCIAL SERVICES | BRASS CITY FINANCIAL | BRANCH DEVELOPMENT PARTNERS | BRADY INVESTMENTS & WEALTH PLANNING | BRADY FINANCIAL | BRADFORD INVESTMENT SERVICES | BRADFORD CAPITAL GROUP | BRADEN FINANCIAL SERVICES | BRAD WERNER & COMPANY | BPA FINANCIAL ADVISORS | BOZEMAN FINANCIAL ADVISORS | BOOTH FINANCIAL GROUP | BONGIOVANNI INSURANCE & FINANCIAL | BOND FINANCIAL NETWORK | BOLIVAR INVESTMENT SERVICES | BLUEMARK ADVISORS | BLUE CHIP FINANCIAL GROUP | BLUE CHIP FINANCIAL | BLOSSER FINANCIAL SERVICES | BLOOMFIELD HILLS ADVISORY | BLANCHARD WEALTH SOLUTIONS | BLAKENEY FINANCIAL GROUP | BLAKEMAN BRISTER PUTMAN FINANCIAL GROUP | BLADE FINANCIAL SERVICES | BLACKHAWK FINANCIAL ADVISORS, INC. | BLACK RIVER ASSOCIATES | BLACK OAK INVESTMENT COUNSEL, INC. | BLACK EARTH WEALTH MANAGEMENT | BJURSTROM WEALTH MANAGEMENT | BIXBY FINANCIAL SERVICES | BISON WEALTH STRATEGIES | BIRDS EYE WEALTH PLANNING | BIGSKY FINANCIAL PLANNING GROUP | BIGMAN CONSULTING SERVICES | BIG SKY FINANCIAL PLANNING GROUP | BIG SKY FINANCIAL | BIERMAIER FINANCIAL MANAGEMENT | BHL FINANCIAL SERVICES | BG&CFS, P | BETHEA, ANGST AND HICKS WEALTH MANAGEMNT | BETHEA, ANGST & HICKS | BETCHER FINANCIAL GROUP | BERRIN MANAGEMENT GROUP | BERNARDY FINANCIAL GROUP | BENSON FINANCIAL SERVICES | BENSON FINANCIAL GROUP | BENEFITS WEST | BEN CAIN & ASSOCIATES | BEAU MCNICHOLAS | BEARD FINANCIAL GROUP | BEACONPATH WEALTH MANAGEMENT | BEACH HOUSE WEALTH MANAGEMENT | BDM FINANCIAL ADVISORS | BCA FINANCIAL SERVICES | BC&I WEALTH MANAGEMENT | BAYSIDE FINANCIAL STRATEGIES | BAYPORT FINANCIAL | BAY VIEW CAPITAL | BAY POINTE WEALTH MANAGEMENT | BAY INVESTMENT GROUP | BARTLER WEALTH MANAGEMENT GROUP | BARONE FINANCIAL GROUP | BARNEY FINANCIAL SERVICES | BARKER FINANCIAL SERVICES | BARE WEALTH ADVISORS | BARBER FINANCIAL CO | BANKS WEALTH MANAGEMENT | BANK ON BUFFALO INVESTMENT ADVISORS | BALL WEALTH MANAGMENT | BALANCED WEALTH MANAGEMENT | BAILLIE & ASSOC WEALTH MANAGEMENT | BAILEY FINANCIAL SERVICES | BACKCOUNTRY INSURANCE SERVICES | AZEVEDO INVESTMENT CORPORATION | AXION FINANCIAL GROUP | AVH INVEST | AUGUSTINE FINANCIAL GROUP | ASTUTE WEALTH MANAGEMENT | ASTRA INVESTMENT SERVICES | ASSOCIATED INVESTOR SERVICES, INC. | ASSOCIATED FINANCIAL CONSULTANTS INC | ASSOCIATED FINANCIAL CONSULTANTS & INVES | ARMSTRONG ADVISORY GROUP | ARMSTRONG ADVISORY | ARKTOS WEALTH MANAGEMENT | ARCH WEALTH ADVISORS | ARCADE WEALTH ADVISORS | ARATA INVESTMENT MANAGEMENT | ARANEO TAX AND FINANCIAL | ANTHONY GIULIANO | ANN M. MOROCCO | ANDERSON-VANHORNE INSURANCE & FINANCIAL | ANDERSON-VANHORNE ASSOCIATES | ANDERSON WEALTH PLANNING | AMS FINANCIAL GROUP | AMERIWEALTH RETIREMENT SERVICES | AMERICAN WEALTH PARTNERS | AMERICAN WEALTH MANAGEMENT | AMERICAN NATIONAL BANK WEALTH MANAGEMENT | AMANDA M. BONOMI, E.A., CFP | ALTSTATT FINANCIAL STRATEGIES | ALTER RETIREMENT PLANNING | ALTA FINANCIAL | ALPHA ONE | ALPHA FINANCIAL SERVICES | ALPHA & OMEGA FINANCIAL SOLUTIONS | ALLLISON WEALTH MANAGMENT | ALLIED FINANCIAL SERVICES | ALLIED FINANCIAL PARTNERS | ALLIED ASSET MANAGEMENT | ALLIANT FINANCIAL SOLUTIONS | ALLIANCE WEALTH MANAGEMENT | ALLAIRE FINANCIAL STRATEGIES | ALL IN FINANCIAL | AGRIFAMILY FINANCIAL SOLUTIONS | AGP FINANCIAL | AGGREGATE WEALTH MANAGEMENT | AFR FINANCIAL GROUP | AFR FINANCIAL | ADVANTAGE FINANCIAL SERVICES | ADVANTAGE FINANCIAL GROUP | ADVANCE FINANCIAL GROUP | ADMIRAL FINANCIAL | ADG FINANCIAL SERVICES | ACERRA & ASSOCIATES | ACCENTRA INVESTMENT SERVICES | ACACIA WEALTH MANAGEMENT | ABELS FINANCIAL SERVICES LTD | ABD INSURANCE AND FINANCIAL SERVICES | A3 FINANCIAL PLANNING | A.M. GINSBERG ADVISORY GROUP | A.B. CAMPBELL & ASSOCIATES | A. KRANITZ ASSOCIATES | 88 PROSPERITY WEALTH MANAGEMENT | 457 PLAN SERVICE GROUP | 435 FINANCIAL | 3G FINANCIAL | 2ND OPINION PARTNERS | 21ST CENTURY SECURITIES | 20/20 WEALTH ADVISORS | 20/20 FINANCIAL GROUP | 2 SISTERS FINANCIAL | 1ST STRATEGIC WEALTH ADVISORS | 1ST STEP FINANCIAL | 1ST FINANCIAL SERVICES | 1865 WEALTH ADVISORS AT FC BANK | 1865 WEALTH ADVISORS AT ERIEBANK | 1865 WEALTH ADVISORS AT CNB BAN...
CRD#: 110518 / SEC#: 801-45628
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Contact information
Main Address
12325 Port Grace Blvd., La Vista, NE 68128-8204
Mailing Address
P.o. Box 460001, Papillion, NE 68046
Phone number
(402) 399-9111
Established
Firm type
Fiscal year end
# of Employees
4,468
Regulatory assets under management
| Total Number of Accounts | 211,150 |
| AUM (Assets Under Management) | $ 40,420,443,233 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
