Barry M. Davey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Mike Davey, who also goes by B Mike Davey, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1982. Barry had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2014 - October 21, 2016
CFG CAPITAL MARKETS, LLC
July 1, 2003 - December 3, 2012
WELLS FARGO SECURITIES, LLC
February 28, 2002 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
June 14, 1999 - February 27, 2002
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 14, 1999
DB ALEX. BROWN LLC
December 5, 1984 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
July 26, 1984 - September 15, 1984
BECKER PARIBAS INCORPORATED
August 10, 1982 - August 8, 1984
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/6/2004
Limited Representative-Equity Trader ExamCurrent Firm
CFG CAPITAL MARKETS, LLC
CRD#: 39468 / SEC#: , 8-48726
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
