Phillip H. Palmer

OSAIC WEALTH

TULSA, OK 74133

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CRD#: 1037871

Professional summary

Phillip Howard Palmer, ChFC®, who also goes by Phil Palmer, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Tulsa, Oklahoma.

Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Phillip has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 22, Series 6, Series 53, Series 4 and Series 24 exams.

Aliases

Phil Palmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public. Inactive. Do not promote to the public. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/11/2018 ADDRESS: 6660 S. Sheridan Road, Suite 260, Tulsa OK 74133, United States DESCRIPTION: Notary Public. Inactive. Do not promote to the public. 2) 520 ASSOCIATES LLC POSITION: Owner NATURE: Single member LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 11/04/2015 ADDRESS: 6660 S. Sheridan Road, Suite 260, Tulsa OK 74133-1766, United States DESCRIPTION: Registered representative and investment advisor representative. Business owner, usual and customary.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Howard Palmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Phillip Howard Palmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

April 21, 2016 - Present

OSAIC WEALTH, INC.

Office #1: 6660 S Sheridan Rd Suite 260, Tulsa, OK 74133

RIA

CRD#: 23131

TULSA, OK

Current

February 17, 2016 - Present

OSAIC WEALTH, INC.

Office #1: 6660 S Sheridan Rd Suite 260, Tulsa, OK 74133

RIA

CRD#: 23131

TULSA, OK

Past

August 23, 2004 - December 15, 2016

FIRST INDEPENDENT ADVISORY SERVICES, INC.

RIA

CRD#: 132678

TULSA, OK

Past

February 11, 2004 - February 16, 2016

FIRST INDEPENDENT FINANCIAL SERVICES, INC.

CRD#: 128904

TULSA, OK

Past

September 15, 1997 - March 29, 2004

CETERA ADVISORS LLC

RIA

CRD#: 10299

TULSA, OK

Past

January 17, 1997 - March 29, 2004

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

November 20, 1996 - January 17, 1997

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

December 6, 1994 - June 6, 1997

PATTERSON ICENOGLE, INC.

CRD#: 15652

Past

March 22, 1989 - June 6, 1997

PATTERSON ICENOGLE, INC.

CRD#: 15652

Past

January 29, 1986 - March 28, 1989

LOWRY FINANCIAL SERVICES CORPORATION

CRD#: 7291

Past

March 29, 1982 - February 13, 1986

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/25/2020)

Arizona
(2/18/2016)

Arkansas
(2/17/2016)

IAR

Arkansas
(6/19/2023)

California
(2/18/2016)

Colorado
(2/17/2016)

Connecticut
(7/18/2019)

Delaware
(2/18/2016)

District of Columbia
(1/25/2022)

Florida
(2/17/2016)

Georgia
(2/17/2016)

Idaho
(6/29/2026)

Illinois
(2/17/2016)

IAR

Illinois
(6/20/2023)

Indiana
(2/17/2016)

Iowa
(2/18/2016)

Kansas
(2/17/2016)

Kentucky
(11/6/2024)

Louisiana
(2/18/2016)

Maryland
(2/17/2016)

Massachusetts
(3/8/2021)

Michigan
(2/17/2016)

Minnesota
(2/17/2016)

Mississippi
(1/17/2019)

Missouri
(2/17/2016)

Montana
(6/9/2020)

Nebraska
(2/17/2016)

Nevada
(10/10/2016)

New Hampshire
(3/19/2020)

New Jersey
(2/17/2016)

New Mexico
(2/18/2016)

New York
(2/17/2016)

North Carolina
(2/19/2016)

Ohio
(2/17/2016)

Oklahoma
(2/17/2016)

IAR

Oklahoma
(4/21/2016)

Oregon
(2/18/2016)

Pennsylvania
(2/17/2016)

South Carolina
(8/14/2020)

South Dakota
(2/17/2016)

Tennessee
(2/17/2016)

Texas
(2/17/2016)

IAR

Texas
(2/13/2017)

Utah
(2/2/2021)

Virginia
(2/17/2016)

Washington
(2/18/2016)

Wisconsin
(2/17/2016)

Wyoming
(2/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

Passed: 4/27/1990

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,979

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

SIGNATOR MANAGED ACCOUNT PLATFORM (8/28/2026)

OSAIC WEALTH, INC ADV PART 2A (8/28/2026)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	850,797
AUM (Assets Under Management)	$ 234,858,518,740

Disclosures

Regulatory Event	51
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Phillip H. Palmer

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Howard Palmer's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Phillip Howard Palmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FIRST INDEPENDENT ADVISORY SERVICES, INC.

FIRST INDEPENDENT FINANCIAL SERVICES, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

MOMENTUM INDEPENDENT NETWORK INC.

PATTERSON ICENOGLE, INC.

PATTERSON ICENOGLE, INC.

LOWRY FINANCIAL SERVICES CORPORATION

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Passed: 6/12/1997

Series 63

Passed: 3/25/1982

Series 52TO

Passed: 1/2/2023

Series 79TO

Passed: 1/2/2023

Series 99TO

Passed: 1/2/2023

SIE

Passed: 10/1/2018

Series 7

Passed: 5/17/1986

Series 22

Passed: 4/12/1984

Series 6

Passed: 3/25/1982

Series 53

Passed: 8/8/2003

Series 4

Passed: 4/18/2003

Series 24

Passed: 4/27/1990

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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