Randal C. Bolt

FORTUNE FINANCIAL SERVICES

The Woodlands, TX

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CRD#: 1037501

Professional summary

Randal Craig Bolt, who also goes by Randal C Bolt, Randy Bolt, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in The Woodlands, Texas.

Randal is registered as a RR (Registered Representative) and started their career in finance in 1982. Randal has worked at 7 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Randal C Bolt | Randy Bolt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Randal Craig Bolt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2016 - Present

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

The Woodlands, TX

Past

October 11, 2010 - May 17, 2016

RIDGEWAY & CONGER, INC.

CRD#: 113055

THE WOODLANDS, TX

Past

January 24, 2007 - June 15, 2010

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

THE WOODLANDS, TX

Past

June 1, 2005 - May 5, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WOODLANDS, TX

Past

June 1, 2005 - November 20, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODLANDS, TX

Past

January 4, 2002 - December 31, 2002

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Past

September 29, 1986 - June 1, 2005

MONY SECURITIES CORPORATION

RIA

CRD#: 4386

NEW YORK, NY

Past

September 26, 1986 - June 1, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

November 16, 1982 - March 14, 1986

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

CRD#: 3461

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(4/4/2024)

Nevada
(5/1/2023)

New Hampshire
(9/3/2024)

Ohio
(12/15/2023)

Texas
(5/31/2016)

Virginia
(10/7/2025)

Exams

State Security Law Exam

Series 63

Date: 11/15/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 5/7/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/1982

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Randal C. Bolt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Randal Craig Bolt's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIDGEWAY & CONGER, INC.

WOODBURY FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

TRUSTED SECURITIES ADVISORS CORP.

MONY SECURITIES CORPORATION

MONY SECURITIES CORPORATION

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 11/15/1982

SIE

Date: 10/1/2018

Series 22

Date: 5/7/1985

Series 6

Date: 11/15/1982

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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