Robert F. Arms

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CRD#: 1037457

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Frederick Arms, who also goes by Bob Arms, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 3 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Arms

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 27, 2004 - March 21, 2017

MAROTTA WEALTH MANAGEMENT, INC.

RIA

CRD#: 115645

CHARLOTTESVILLE, VA

Past

January 3, 1996 - November 27, 1996

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

Past

December 23, 1986 - November 27, 1996

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

June 4, 1982 - December 19, 1996

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAROTTA WEALTH MANAGEMENT, INC.

MAROTTA ASSET MANAGEMENT, INC. | MAROTTA WEALTH MANAGEMENT, INC. | MAROTTA WEALTH MANAGEMENT

CRD#: 115645 / SEC#: 801-62848

RIA

Registered Investment Advisory firm - (3/10/2004 Approved)

California

Registered Investment Advisory firm - (4/14/2004 Terminated)

Virginia

Registered Investment Advisory firm - (4/13/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/18/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 11/24/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MAROTTA WEALTH MANAGEMENT, INC.

MAROTTA ASSET MANAGEMENT, INC. | MAROTTA WEALTH MANAGEMENT, INC. | MAROTTA WEALTH MANAGEMENT

CRD#: 115645 / SEC#: 801-62848

RIA

Registered Investment Advisory firm - (3/10/2004 Approved)

California

Registered Investment Advisory firm - (4/14/2004 Terminated)

Virginia

Registered Investment Advisory firm - (4/13/2004 Terminated)

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Contact information

Main Address

1000 Ednam Center Suite 200, Charlottesville, VA 22903-4615

Mailing Address

Phone number

(434) 244-0000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAROTTA 2025 09 02 ADV PART 2 (8/25/2025)

Regulatory assets under management

Total Number of Accounts	1,995
AUM (Assets Under Management)	$ 603,847,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert F. Arms

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

MAROTTA WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/2002

Series 63

Date: 2/18/1987

Series 22

Date: 11/24/1987

Series 6

Date: 6/3/1982

Current Firm

MAROTTA WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAROTTA WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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