Walter E. Zawislak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Edmund Zawislak, who also goes by Walter Edmond Zawislak, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1982. Walter had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2016 - December 31, 2020
W.E.Z.INVESMENTS,LLC
February 6, 2008 - December 28, 2015
INVESTORS CAPITAL CORP.
February 4, 2008 - December 28, 2015
INVESTORS CAPITAL CORP.
March 8, 2006 - February 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2006 - February 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2004 - March 8, 2006
ADVEST, INC.
March 26, 2004 - March 8, 2006
ADVEST, INC.
September 3, 2002 - April 9, 2004
QUICK & REILLY, INC.
March 18, 1991 - April 9, 2004
QUICK & REILLY, INC.
October 3, 1988 - April 1, 1991
DOMINICK & DICKERMAN LLC
July 6, 1984 - October 3, 1988
DOMIK CORP.
October 24, 1983 - July 9, 1984
MORGAN STANLEY DW INC.
March 10, 1982 - October 7, 1983
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/19/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
W.E.Z.INVESMENTS,LLC
CRD#: 282174 / SEC#:
Contact information
Red Flags
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