Peter T. Lieu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Tso Tseu Lieu was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1982. Peter had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2009 - December 13, 2013
LIEU CAPITAL MANAGEMENT
October 22, 2004 - December 31, 2007
LIEU CAPITAL MANAGEMENT
April 21, 1999 - March 16, 2000
NEEDHAM & COMPANY, LLC
October 18, 1996 - June 18, 1998
CANACCORD GENUITY LLC
May 18, 1982 - November 16, 1993
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LIEU CAPITAL MANAGEMENT
CRD#: 120439 / SEC#:
Contact information
Red Flags
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