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DK

David E. Karam

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CRD#: 1037342
DK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Edward Karam was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1984. David had worked at 2 firms and has passed the Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 24, 2001 - September 8, 2025

ATLANTIS CAPITAL MANAGEMENT CORPORATION

RIA
CRD#: 119988
CHAGRIN FALLS, OH
Past

October 16, 1984 - February 1, 2001

CARNEGIE FUND DISTRIBUTORS, INC.

BD
CRD#: 10276
CLEVELAND, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7
Date: 2/16/1993
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


AC
ATLANTIS CAPITAL MANAGEMENT CORPORATION
ATLANTIS CAPITAL MANAGEMENT CORPORATION

CRD#: 119988 / SEC#:

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Contact information


Main Address
Chagrin Falls, OH
Mailing Address
Phone number
(216) 374-4102
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts33
AUM (Assets Under Management)$ 93,503,979

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ATLANTIS CAPITAL MANAGEMENT CORPORATION

CRD#: 119988

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