Marie A. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marie A Scott, who also goes by Marie Annette Washington, Marie Williams Washington, Marie Annette Williams, was a registered financial professional .
Marie is a previously registered financial professional and started their career in finance in 1982. Marie had worked at 6 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2008 - November 30, 2022
COREBRIDGE CAPITAL SERVICES, INC.
June 27, 1996 - October 31, 2006
COREBRIDGE CAPITAL SERVICES, INC.
November 19, 1989 - July 2, 1996
OSAIC WEALTH, INC.
April 26, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 10, 1985 - October 16, 1987
PERSHING LLC
October 11, 1984 - December 19, 1985
VAN ECK SECURITIES CORPORATION
May 21, 1982 - October 23, 1984
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
