Gary S. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Scott Jacobs, who also goes by Jake Jacobs, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1982. Gary had worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2003 - September 28, 2021
SIDOTI & COMPANY, LLC
September 8, 1997 - January 3, 2003
COMMERZ MARKETS LLC
March 13, 1990 - July 16, 1997
NATWEST SECURITIES CORPORATION
May 9, 1987 - March 12, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
April 22, 1982 - November 10, 1986
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/25/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/25/2024
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 3/25/2024
Securities Trader ExamSeries 55
Date: 2/24/2004
Limited Representative-Equity Trader ExamSeries 8
Date: 9/27/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SIDOTI & COMPANY, LLC
CRD#: 102860 / SEC#: , 8-52141
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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