Andrew F. Comito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Francis Comito, who also goes by Andrew Comito, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1982. Andrew had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 25, Series 15, Series 4, Series 14, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2013 - April 21, 2014
FINANTIA USA INC.
January 9, 2012 - March 3, 2014
PLANNER SECURITIES LLC
November 13, 2009 - February 18, 2010
FINANTIA USA INC.
October 1, 2000 - September 14, 2007
FARINA & ASSOCIATES, INC.
January 29, 1998 - September 21, 1999
JANNEY MONTGOMERY SCOTT LLC
April 5, 1993 - November 19, 1997
GARDEN STATE SECURITIES, INC.
March 20, 1991 - March 26, 1993
GLOBAL PARTNERS SECURITIES INC.
September 16, 1986 - March 14, 1991
AMERICAN SECURITIES BD CO., L.P.
November 15, 1984 - September 22, 1986
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
March 25, 1983 - September 28, 1984
BECKER PARIBAS INCORPORATED
March 30, 1982 - March 2, 1983
DOMIK CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/15/2006
Limited Representative-Equity Trader ExamSeries 25
Date: 9/14/1999
NYSE Trading Assistant ExaminationSeries 15
Date: 11/22/1983
Foreign Currency Options ExaminationCurrent Firm
FINANTIA USA INC.
CRD#: 39120 / SEC#: , 8-48578
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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