Andrew Francis Comito
Professional Summary
Andrew Francis Comito, who also goes by Andrew Comito, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1982 - 2014. Andrew had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 25, Series 15, Series 4, Series 14, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrew Comito
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
FINANTIA BROKERS LTD | TWY INTERNATIONAL BROKERS LTD | FINANTIA USA LTD | FINANTIA USA INC.
Contact Information
Main Address
1221 Brickell Avenue 14th Floor Suite 1460, Miami, FL, 33131Mailing Address
1221 Brickell Avenue 14th Floor Suite 1460, Miami, FL, 33131Phone Number
(786) 418-6720Established
Delaware since 07/24/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2006Series 25 — NYSE Trading Assistant Examination
Passed Sep 1999Series 15 — Foreign Currency Options Examination
Passed Nov 1983Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2007About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Feb 2007About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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