Howard M. Glicksman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Martin Glicksman, who also goes by Howard M Glicksman, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1981. Howard had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2005 - October 13, 2006
CANTOR FITZGERALD SECURITIES
April 21, 2005 - August 11, 2014
CANTOR FITZGERALD & CO.
November 7, 2003 - September 1, 2004
REFCO SECURITIES, LLC
October 16, 1998 - November 5, 2003
ROSENTHAL GLOBAL SECURITIES LLC
May 19, 1995 - December 12, 1997
YAMAICHI INTERNATIONAL (AMERICA) INC.
August 17, 1990 - June 8, 1995
CITIGROUP GLOBAL MARKETS INC.
March 11, 1988 - March 7, 1989
CHASE SECURITIES, INC.
November 27, 1981 - May 6, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CANTOR FITZGERALD SECURITIES
CRD#: 19660 / SEC#: , 8-37708
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFLP CFS I HOLDINGS, L.P. | MANAGING PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER | 1161513 |
| CFGM CFS HOLDINGS, LLC | PARTNER | |
| GOLDMAN, IRVIN JAN | CEO AND PRESIDENT DEBT CAPITAL MARKETS AND ASSET MANGEMENT | 1265520 |
| LIPSON, RICHARD ROBERT | CHIEF FINANCIAL OFFICER | 2378464 |
| MERKEL, STEPHEN M | CHIEF LEGAL OFFICE | 2366318 |
| WELS, ANDREW CRAIG | CHIEF COMPLIANCE OFFICE | 1970864 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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