Maurice W. Mckinney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maurice Wayne Mckinney, who also goes by Mo Mckinney, was a registered financial professional .
Maurice is a previously registered financial professional and started their career in finance in 1982. Maurice had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2020 - June 12, 2021
CONCORDE ASSET MANAGEMENT, LLC
May 11, 2016 - March 20, 2019
CONCORDE ASSET MANAGEMENT, LLC
March 8, 2016 - June 12, 2021
CONCORDE INVESTMENT SERVICES, LLC
July 2, 2012 - March 22, 2016
FIRST ALLIED ADVISORY SERVICES, INC.
September 12, 2008 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
April 22, 2008 - March 8, 2016
FIRST ALLIED SECURITIES, INC.
December 1, 2006 - March 1, 2007
QUESTAR CAPITAL CORPORATION
December 1, 2005 - December 1, 2006
USALLIANZ SECURITIES, INC.
July 1, 2003 - December 1, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 19, 2003 - December 1, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 17, 2002 - June 11, 2003
FEDERATED INVESTMENT COUNSELING
February 13, 1998 - June 11, 2003
FEDERATED SECURITIES CORP.
August 15, 1995 - December 9, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 1982 - August 15, 1995
EDWARD JONES
Primary Firm SEC Registration
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
Contact information
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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