William C. Mason

VALUE FINANCIAL ADVISERS

DENVER, CO 80237

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CRD#: 1036748

Professional summary

William Charles Mason is a registered financial advisor currently at VALUE FINANCIAL ADVISERS, INC. located in Denver, Colorado.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. William has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Charles Mason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2004 - Present

VALUE FINANCIAL ADVISERS, INC.

Office #1: 9185 East Kenyon Avenue, Suite 250, Denver, CO 80237

RIA

CRD#: 107321

DENVER, CO

Past

January 1, 1999 - May 11, 2004

VALUE FINANCIAL ADVISERS, INC.

RIA

CRD#: 107321

ORLANDO, FL

Past

October 9, 1990 - March 21, 2012

OMNIVEST, INC.

CRD#: 13396

DENVER, CO

Past

October 24, 1989 - December 21, 1990

PIM FINANCIAL SERVICES, INC.

CRD#: 10547

SAN MARCOS, CA

Past

February 11, 1987 - October 31, 1989

KORN, WOMACK, STERN AND ASSOCIATES, INC.

CRD#: 16933

Past

July 11, 1986 - February 18, 1987

PIPER SANDLER & CO.

CRD#: 665

Past

March 30, 1982 - July 16, 1986

BOETTCHER & COMPANY, INC.

CRD#: 101

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALUE FINANCIAL ADVISERS, INC.

OMNIVEST FINANCIAL SERVICES INC | VALUE FINANCIAL ADVISERS, INC.

CRD#: 107321 / SEC#: 801-37987

RIA

Registered Investment Advisory firm - (12/28/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/8/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/6/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/20/1982

General Securities Representative Examination

Current Firm

VALUE FINANCIAL ADVISERS, INC.

OMNIVEST FINANCIAL SERVICES INC | VALUE FINANCIAL ADVISERS, INC.

CRD#: 107321 / SEC#: 801-37987

RIA

Registered Investment Advisory firm - (12/28/1990 Approved)

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Contact information

Main Address

1406 Spring Fest Ln, Orlando, FL 32828

Mailing Address

Phone number

(303) 770-3030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (5/14/2024)

Regulatory assets under management

Total Number of Accounts	203
AUM (Assets Under Management)	$ 105,269,801

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William C. Mason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Charles Mason's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALUE FINANCIAL ADVISERS, INC.

OMNIVEST, INC.

PIM FINANCIAL SERVICES, INC.

KORN, WOMACK, STERN AND ASSOCIATES, INC.

PIPER SANDLER & CO.

BOETTCHER & COMPANY, INC.

Primary Firm SEC Registration

VALUE FINANCIAL ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/6/1982

Series 7

Date: 3/20/1982

Current Firm

VALUE FINANCIAL ADVISERS, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALUE FINANCIAL ADVISERS, INC.

TRUST BUT VERIFY

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