JC
Jeffrey S. Cheesman
CAPITAL CITIES INVESTMENTS
Indianapolis, IN 46202
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CRD#: 1036692
JC
Professional summary
Jeffrey Scott Cheesman is a registered financial advisor currently at CAPITAL CITIES INVESTMENTS located in Indianapolis, Indiana.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DIRECTOR MEMBER OF ADVISORY BOARD FOR NORTHEAST REGION OF OLD NATIONAL BANK, THE BUSINESS IS A REGIONAL BANK,THE BOARD IS PURELY ADVISORY AND THEREFORE MAKES NO BINDING DECISIONS, THE POSITION BEGAN IN APRIL 2011 AND INVOLVES FOUR 90 MINUTE MEETINGS PER YEAR.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Scott Cheesman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2012 - Present
CAPITAL CITIES INVESTMENTS
Office #1: 426 East New York Street, Indianapolis, IN 46202RIA
CRD#: 116185
Indianapolis, IN
Past
June 27, 2011 - December 31, 2012
WESTWOOD ADVISERS, LLC
RIA
CRD#: 158176
MUNCIE, IN
Past
December 17, 1985 - May 5, 1986
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Past
August 26, 1982 - January 4, 1986
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CAPITAL CITIES INVESTMENTS
CAPITAL CITIES INVESTMENTS
CRD#: 116185 / SEC#: 801-69504
RIA
Registered Investment Advisory firm - (8/27/2008 Approved)Florida
Registered Investment Advisory firm - (8/27/2008 Terminated)Indiana
Registered Investment Advisory firm - (8/27/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (9/10/2008 Terminated)Vermont
Registered Investment Advisory firm - (8/27/2008 Terminated)Virginia
Registered Investment Advisory firm - (8/27/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(12/20/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 15
Date: 5/10/1983
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 5/10/1983
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CC
CAPITAL CITIES INVESTMENTS
CAPITAL CITIES INVESTMENTS
CRD#: 116185 / SEC#: 801-69504
RIA
Registered Investment Advisory firm - (8/27/2008 Approved)Florida
Registered Investment Advisory firm - (8/27/2008 Terminated)Indiana
Registered Investment Advisory firm - (8/27/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (9/10/2008 Terminated)Vermont
Registered Investment Advisory firm - (8/27/2008 Terminated)Virginia
Registered Investment Advisory firm - (8/27/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
426 East New York Street, Indianapolis, IN 46202
Mailing Address
Phone number
(317) 475-4500
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,319 |
| AUM (Assets Under Management) | $ 251,443,578 |
Red Flags
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