Patrick M. Digiacomo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Michael Digiacomo was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1982. Patrick had worked at 8 firms and has passed the Series 63, Series 3, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 1998 - April 25, 2013
NEWPORT COAST SECURITIES, INC.
August 29, 1996 - May 22, 1998
COLEMAN & COMPANY SECURITIES, INC.
April 29, 1995 - August 20, 1996
SUTRO & CO. INCORPORATED
September 4, 1990 - March 29, 1995
WELLS FARGO CLEARING SERVICES, LLC
May 25, 1989 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
September 12, 1986 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
June 1, 1983 - September 22, 1986
E. F. HUTTON & COMPANY INC
May 14, 1982 - June 22, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
