Richard Buonocore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Buonocore, who also goes by R Buonocore, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1982. Richard had worked at 7 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 1991 - February 12, 1999
GKN SECURITIES CORP.
October 23, 1990 - February 27, 1991
LEGEND MERCHANT GROUP, INC.
February 24, 1989 - March 26, 1991
GUARDIAN EQUITIES GROUP, INC.
June 5, 1986 - November 21, 1990
VANDERBILT SECURITIES, INC.
November 30, 1983 - July 24, 1986
THE STUART-JAMES COMPANY, INCORPORATED
August 2, 1983 - October 11, 1983
BLINDER, ROBINSON & CO., INC.
April 6, 1982 - May 24, 1983
ROTAN MOSLE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GKN SECURITIES CORP.
CRD#: 19415 / SEC#: , 8-37442
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Civil Event | 1 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
