Elissa A. Hellwig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elissa Antoinette Hellwig, who also goes by Elissa Antoinette Bowen, was a registered financial professional .
Elissa is a previously registered financial professional and started their career in finance in 1982. Elissa had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1996 - January 18, 2013
SECURITIES SERVICE NETWORK, LLC
July 22, 1994 - December 31, 2018
FINANCIAL ROADMAP, INC.
December 11, 1991 - December 31, 1995
SECURITIES AMERICA, INC.
April 5, 1991 - December 12, 1991
THE INVESTMENT CENTER, INC.
September 4, 1990 - April 10, 1991
WELLS FARGO CLEARING SERVICES, LLC
January 3, 1990 - September 4, 1990
BOETTCHER & COMPANY, INC.
December 10, 1985 - January 18, 1990
RAUSCHER PIERCE REFSNES, INC.
January 7, 1983 - January 4, 1984
INVEST FINANCIAL CORPORATION
May 11, 1982 - January 17, 1983
FIDELITY BROKERAGE SERVICES LLC
March 4, 1982 - May 13, 1982
YOUNG, SMITH & PEACOCK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES SERVICE NETWORK, LLC
CRD#: 13318 / SEC#: , 8-28980
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | SHARE HOLDER | |
| BLANCATO, PHILIP SALVATORE | DIRECTOR | 2122221 |
| GIOVANNIELLO, JOSEPH JR | DIRECTOR | 3086071 |
| GODBEE, CRYSTAL LEE | VICE PRESIDENT OF OPERATIONS | 5629010 |
| KLIMAS, RONALD THOMAS | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2321602 |
| MAAS, JONATHAN ELMER | VICE PRESIDENT, TRADING | 2793069 |
| MCKENNA, NINA | SECRETARY | 6302448 |
| PATEL, JAYAPRAKASH MOHANBHAI | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 2973297 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| WILKINSON, WADE SHANNON | PRESIDENT AND CEO | 2312703 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
