Charles A. Langalis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Andrew Langalis was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1982. Charles had worked at 12 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2008 - December 7, 2020
BANCO DO BRASIL SECURITIES LLC
July 26, 2005 - March 28, 2008
KAUPTHING SECURITIES, INC.
January 4, 2005 - May 9, 2005
PORTIGON SECURITIES INC.
May 26, 2004 - January 3, 2005
INSTINET, LLC
January 4, 2003 - October 27, 2003
MULTITRADE SECURITIES LLC
August 10, 2000 - January 3, 2001
ROBERT FLEMING INC.
February 26, 1998 - August 2, 2000
COMMERZ MARKETS LLC
November 28, 1997 - February 9, 1998
CITIGROUP GLOBAL MARKETS INC.
February 25, 1994 - February 9, 1998
SALOMON BROTHERS INC.
October 9, 1991 - March 4, 1994
SERFIN SECURITIES,INC.
July 24, 1989 - November 30, 1990
ADVEST, INC.
February 26, 1982 - December 10, 1988
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/7/2022
General Securities Representative ExaminationSeries 79TO
Date: 7/7/2022
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 7/7/2022
Operations Professional ExaminationCurrent Firm
BANCO DO BRASIL SECURITIES LLC
CRD#: 132701 / SEC#: , 8-66625
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DO BRASIL S.A. | SOLE MEMBER | |
| ABREU, JULIANO MARCATTO DE | MEMBER OF THE BOARD OF DIRECTORS | 7971425 |
| FRANCA, MELISSA BUENO | CHIEF COMPLIANCE OFFICER & AMLCO | 5185735 |
| FRUET JUNIOR, JOAO FRANCISCO | MEMBER OF THE BOARD OF DIRECTORS | 6759546 |
| INCERROMEO, MARIA ESTIBALIZ | CHIEF INVESTMENT OFFICER | 5885341 |
| MOREIRA, JEFERSON MUNHOZ | CHIEF BUSINESS OFFICER / BOM | 5083219 |
| PORTNOFF, DAVID ROSS | FINOP/CFO | 2977967 |
| RIOS NOGALES GARCES, FABIO LUIS | PRINCIPAL OPERATIONS OFFICER | 5788772 |
| ROSSI, GUILHERME ALEXANDRE | MEMBER OF THE BOARD OF DIRECTORS | 7824752 |
| SILVA ROSOSTOLATO, DIOGO | CHIEF EXECUTIVE OFFICER | 7629292 |
Disclosures
| Civil Event | 1 |
Red Flags
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