John A. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Anthony Murphy, who also goes by Jack Murphy, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 11 firms and has passed the Series 65, Series 63, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2012 - February 13, 2013
VIRTU AMERICAS LLC
May 3, 2012 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
December 14, 2010 - September 13, 2011
THE WILLIAMS CAPITAL GROUP, L.P.
March 4, 2009 - December 7, 2010
SOUTHRIDGE INVESTMENT GROUP LLC
September 24, 2008 - December 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
June 24, 2008 - December 19, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
September 9, 2005 - May 15, 2008
SOLEIL SECURITIES CORPORATION
July 1, 2004 - July 18, 2005
TRADITION SECURITIES AND DERIVATIVES LLC
May 15, 2003 - April 6, 2004
RAYMOND JAMES & ASSOCIATES, INC.
October 8, 1986 - May 16, 2003
DEUTSCHE BANK SECURITIES INC.
February 13, 1984 - October 16, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 15, 1983 - March 5, 1984
MORGAN STANLEY DW INC.
March 30, 1982 - June 3, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
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