Wanda L. Delgado
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
SANTA ANA, CA 92705
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CRD#: 1036229
Professional summary
Wanda Lee Delgado, CFP®, who also goes by Wanda Lee Hershberger, Wanda Lee Norton, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Santa Ana, California and INSIGHT FINANCIAL ADVISORS located in Santa Ana, California.
Wanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Wanda has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Insurance Planning
Retirement Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Estate Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Wanda Lee Hershberger | Wanda Lee Norton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WANDA DELGADO, INDEPENDENT INSURANCE AGENT, 400 N TUSTIN AVE STE 250, SANTA ANA, CA, 10/1980 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/MO - 4/TRADING. 2)WANDA DELGADO, SINGLE-FAMILY HOME RENTAL PROPERTY (NON-INVESTMENT RELATED), 256 SINGINGWOOD LANE, BREA, CA 92821; OWNER/LANDLORD; START DATE: 4/25/08; 10 HR/YR, 0 HR DURING SECURITIES TRADING HRS. 3)HELP FOR BRAIN INJURED CHILDREN (HBIC) 981 N EUCLID, LA HABRA, CA 90631. BEGAN 7/1/06 AS BOARD MEMBER/TREASURER. NIR - 1/MO - 0/TRADING. 4)INSIGHT FINANCIAL ADVISORS, 400 N TUSTIN AVE, STE 250, SANTA ANA, CA, 8/2009 AS OWNER/PRINCIPAL/ADVISORY REP OF A RIA. NIR - 2/MO - 2/TRADING. 5)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. 09/3/09. 6)INSIGHT FINANCIAL ADVISORS, Santa Ana CA 92705, United States, 08/21/2009, IAR, DBA Name, INV REL, 160HR/MO - 120HR/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Wanda Lee Delgado's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1982
Experience
Current
August 21, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 400 N Tustin Ave Ste 250, Santa Ana, CA 92705RIA
CRD#: 134139
SANTA ANA, CA
Current
February 24, 2010 - Present
INSIGHT FINANCIAL ADVISORS
Office #1: 400 N. Tustin Ave., Suite 250, Santa Ana, CA 92705RIA
CRD#: 113822
SANTA ANA, CA
Current
August 21, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 400 N Tustin Ave Ste 250, Santa Ana, CA 92705BD
CRD#: 39543
SANTA ANA, CA
Past
January 2, 1991 - August 24, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
SANTA ANA, CA
Past
March 6, 1987 - December 31, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
BD
CRD#: 17970
LOS ANGELES, CA
Past
December 9, 1986 - December 31, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Past
May 7, 1984 - December 12, 1986
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
Past
March 30, 1982 - May 17, 1984
LPL FINANCIAL LLC
BD
CRD#: 6413
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/21/2009)
RR
Arkansas(7/31/2023)
RR
California(8/21/2009)
IAR
California(8/21/2009)
RR
Colorado(8/21/2009)
RR
Connecticut(8/19/2019)
RR
Florida(1/10/2018)
IAR
Florida(12/1/2023)
RR
Georgia(1/4/2021)
RR
Idaho(8/21/2009)
RR
Maryland(3/24/2014)
RR
Michigan(1/11/2024)
RR
Missouri(1/10/2018)
RR
Montana(1/3/2022)
RR
Nebraska(7/24/2020)
RR
Nevada(8/21/2009)
RR
New Mexico(8/21/2009)
RR
North Carolina(4/27/2015)
RR
Oregon(8/21/2009)
RR
Texas(1/24/2014)
IAR
Texas(1/24/2014)
RR
Utah(8/21/2009)
RR
Virginia(8/21/2009)
RR
Washington(8/21/2009)
RR
Wyoming(8/21/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Santa Ana, CA 92705TRUST BUT VERIFY
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