Arthur O. Largay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Owen Largay III, who also goes by Art Largay, Arthur O Largay, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1982. Arthur had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 1997 - December 18, 1998
ESSEX NATIONAL SECURITIES, LLC
January 3, 1995 - October 13, 1995
COMPULIFE INVESTOR SERVICES, INC.
August 31, 1992 - November 8, 1994
INVEST FINANCIAL CORPORATION
June 3, 1991 - August 24, 1992
NORTHEAST BROKERAGE SERVICES CORPORATION
March 21, 1989 - September 27, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 9, 1986 - February 8, 1989
SHEFFIELD INVESTMENTS, INC.
November 19, 1985 - October 10, 1986
EMANUEL AND COMPANY
June 8, 1982 - October 4, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 8, 1982 - October 4, 1984
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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