Thomas W. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas W Lawrence, who also goes by Thomas Wesley Lawrence, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 16 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2010 - April 2, 2013
USAA FINANCIAL PLANNING SERVICES
June 21, 2010 - April 2, 2013
USAA FINANCIAL ADVISORS, INC.
March 10, 2008 - July 23, 2008
MML DISTRIBUTORS, LLC
May 18, 2007 - April 21, 2010
MML INVESTORS SERVICES, LLC
April 28, 2006 - April 21, 2010
MML INVESTORS SERVICES, LLC
July 19, 2005 - February 23, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 12, 2005 - February 23, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 4, 2004 - June 14, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 10, 2002 - December 19, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 12, 2002 - June 1, 2005
WORLD GROUP SECURITIES, INC.
January 11, 2002 - April 12, 2002
WMA SECURITIES, INC.
February 12, 2001 - December 7, 2001
AMERICAN GENERAL SECURITIES INCORPORATED
October 26, 1999 - December 1, 2000
IDS LIFE INSURANCE COMPANY
October 26, 1999 - December 1, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
January 25, 1999 - November 19, 1999
TALBOT FINANCIAL SERVICES, INC.
June 14, 1994 - November 19, 1999
SIGNATOR FINANCIAL SERVICES, INC.
October 30, 1987 - June 21, 1994
AFSG SECURITIES CORPORATION
January 8, 1987 - November 16, 1987
THE VARIABLE ANNUITY MARKETING COMPANY
January 10, 1984 - January 28, 1987
AMERICAN GENERAL SECURITIES INCORPORATED
December 6, 1982 - December 13, 1984
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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