Anthony P. John
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Paul John, who also goes by Tony John, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1982. Anthony had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2010 - August 23, 2012
PROSPERITY ECONOMICS PARTNERS, LLC
April 28, 1999 - September 20, 2012
LPL FINANCIAL LLC
January 22, 1986 - April 28, 1999
GUARDIAN INVESTOR SERVICES LLC
September 13, 1982 - January 28, 1986
MML INVESTORS SERVICES, LLC
July 12, 1982 - February 3, 1986
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROSPERITY ECONOMICS PARTNERS, LLC
CRD#: 148122 / SEC#: 801-69706
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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