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Anthony Paul John

CRD# 1036058·Registered 1982 - 2012
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Paul John, who also goes by Tony John, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1982 - 2012. Anthony had worked at 5 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony John

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

Past

LPL FINANCIAL LLCPast·CRD# 6413
BD
Wilkes Barre, PA
April 28, 1999 - September 20, 2012
PROSPERITY ECONOMICS PARTNERS, LLCPast·CRD# 148122
RIA
Wilkes Barre, PA
September 24, 2010 - August 23, 2012
GUARDIAN INVESTOR SERVICES LLCPast·CRD# 6635
BD
New York, NY
January 22, 1986 - April 28, 1999
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYPast·CRD# 2682
BD
July 12, 1982 - February 3, 1986
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
September 13, 1982 - January 28, 1986

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Current Firm

PE
PROSPERITY ECONOMICS PARTNERS, LLC

ADVANCED CAPITAL GROUP | WISE MONEY STRATEGIES | SOVEREIGN WEALTH SOLUTIONS | R. S. MATTEI & COMPANY | PROSPERITY INTELLIGENCE | PROSPERITY ECONOMICS PARTNERS, LLC | PARTNERS FOR PROSPERITY, LLC | PARTNERS FOR PROSPERITY, INC. | PARTNERS FOR PROSPERITY | PARTNERS FOR FISCAL FITNESS | LIBERATED INVESTOR ADVISORS | KINGDOM CALLING | INNOVATIVE INSURANCE ADVISORS | FRANK THE INSURANCE MAN AGENCY | FINANCIAL TAILWINDS

CRD#: 148122 / SEC#: 801-69706

Contact Information

Main Address

Chicago, IL

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1982About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1982About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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