Bradley P. Solomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Phillip Solomon, who also goes by Brad Phillip Solomon, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1982. Bradley had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 1995 - October 21, 1996
THE HAMILTON-SHEA GROUP, INC.
March 30, 1989 - August 20, 1990
CAMELOT INVESTMENT CORP.
October 1, 1987 - January 20, 1989
CORNA AND CO., INC.
March 31, 1987 - May 8, 1987
BLINDER, ROBINSON & CO., INC.
September 15, 1986 - December 17, 1986
BOUCHER, OEHMKE & COMPANY
March 11, 1986 - August 17, 1987
VENTANA FINANCIAL CORPORATION
April 12, 1985 - October 29, 1985
BOARDWALK CAPITAL CORPORATION
August 22, 1983 - September 12, 1983
FIFTH THIRD SECURITIES, INC.
February 7, 1983 - July 21, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 30, 1982 - February 16, 1983
CORNA AND CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE HAMILTON-SHEA GROUP, INC.
CRD#: 37526 / SEC#: , 8-47829
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
