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Bradley Phillip Solomon

CRD# 1036040·Registered 1982 - 1996
Previously Registered: Being a previously registered professional could mean that Bradley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bradley Phillip Solomon, who also goes by Brad Phillip Solomon, was a registered financial advisor. Bradley was a previously registered financial professional and started their career in finance 1982 - 1996. Bradley had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brad Phillip Solomon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

THE HAMILTON-SHEA GROUP, INC.·CRD# 37526
BD
Pompano Beach, FL
December 16, 1995 - October 21, 1996
CAMELOT INVESTMENT CORP.·CRD# 21925
BD
March 30, 1989 - August 20, 1990
CORNA AND CO., INC.·CRD# 8124
BD
Columbus, OH
October 1, 1987 - January 20, 1989
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
March 31, 1987 - May 8, 1987
BOUCHER, OEHMKE & COMPANY·CRD# 17470
BD
September 15, 1986 - December 17, 1986
VENTANA FINANCIAL CORPORATION·CRD# 16006
BD
March 11, 1986 - August 17, 1987
BOARDWALK CAPITAL CORPORATION·CRD# 10279
BD
April 12, 1985 - October 29, 1985
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
August 22, 1983 - September 12, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
February 7, 1983 - July 21, 1983
CORNA AND CO., INC.·CRD# 8124
BD
March 30, 1982 - February 16, 1983

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Current Firm

TH
THE HAMILTON-SHEA GROUP, INC.

DIVERSIFIED CAPITAL MARKETS | THE HAMILTON-SHEA GROUP, INC. | QUANTUM CAPITAL CORPORATION DBA DIVERSIFIED CAPITAL MARKETS | QUANTUM CAPITAL CORPORATION | DIVERSIFIED CAPITAL MARKETS, INC.

CRD#: 37526 / SEC#: 8-47829
BD
Cancelled by SEC on 09/22/1998

Contact Information

Established

Ohio since 10/31/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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