Ronald K. Rydell
Professional summary
Ronald Keith Rydell, CFP®, who also goes by Ron Keith Rydell, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1982. Ronald has worked at 16 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Keith Rydell's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1985
Experience
January 27, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003April 23, 2020 - November 15, 2024
MID-MARKET SECURITIES, LLC
December 21, 2016 - May 11, 2018
RYDELL FINANCIAL
October 19, 2009 - May 24, 2018
WM. H. MURPHY & CO., INC.
June 1, 2007 - September 5, 2008
PRINCIPAL SECURITIES, INC.
March 30, 2005 - July 12, 2005
LPL FINANCIAL LLC
May 11, 2001 - February 28, 2005
SENTRA SECURITIES CORPORATION
January 15, 1999 - December 31, 2000
SUNAMERICA SECURITIES, INC.
December 23, 1997 - December 3, 1998
LIFEMARK SECURITIES CORP.
August 14, 1995 - December 31, 1995
WOODBURY FINANCIAL SERVICES, INC.
October 7, 1992 - December 31, 1993
VOYA FINANCIAL ADVISORS, INC.
October 28, 1991 - September 29, 1992
SECURITIES AMERICA, INC.
March 9, 1989 - November 8, 1989
PW SECURITIES, INC.
December 24, 1987 - December 17, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
November 4, 1986 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
March 30, 1982 - November 6, 1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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