Eric P. Rader
Professional summary
Eric Paul Rader is a registered financial advisor currently at INTEGRITY ALLIANCE, LLC. located in Pittsburgh, Pennsylvania.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Eric has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Paul Rader's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric Paul Rader's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2025 - Present
INTEGRITY ALLIANCE, LLC.
Office #1: 322 N Shore Drive Suite 200, Pittsburgh, PA 15212October 15, 2025 - Present
INTEGRITY ALLIANCE, LLC.
Office #1: 322 N Shore Drive Suite 200, Pittsburgh, PA 15212July 8, 2020 - November 3, 2025
LION STREET ADVISORS, LLC
July 8, 2020 - November 3, 2025
LION STREET FINANCIAL, LLC
January 3, 2011 - July 17, 2020
TLG ADVISORS, INC.
January 3, 2011 - July 17, 2020
THE LEADERS GROUP, INC.
July 17, 2008 - January 3, 2011
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
June 22, 2006 - January 3, 2011
NEWEDGE SECURITIES, LLC
April 26, 2004 - December 1, 2008
SOLENTURE ADVISORS LLC
August 1, 2003 - June 28, 2006
WALNUT STREET SECURITIES, INC.
February 21, 1999 - January 28, 2003
NATHAN & LEWIS SECURITIES, INC.
February 7, 1997 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
August 28, 1984 - June 2, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
INTEGRITY ALLIANCE, LLC.
CRD#: 139627 / SEC#: 801-69742, 8-67239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2025)
(10/15/2025)
(10/15/2025)
(10/15/2025)
(10/15/2025)
(10/15/2025)
(3/4/2026)
(10/16/2025)
(10/15/2025)
(10/15/2025)
(10/16/2025)
(11/3/2025)
Exams
FINRA
Current Firm
INTEGRITY ALLIANCE, LLC.
CRD#: 139627 / SEC#: 801-69742, 8-67239
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN INDEPENDENT MARKETING, LLC | DIRECT OWNER | |
| AUKES, BRIAN EDWARD | PRESIDENT | 2712193 |
| BAKER, ANDREA K | CHIEF FINANCIAL OFFICER/FINOP | 5533991 |
| HECKLER, CARIE MARIE | CHIEF COMPLIANCE OFFICER | 4557559 |
| MERLA, CHRISTOPHER AARON | HEAD OF OPERATIONS | 4790661 |
| MUJDZIC, BELMA | OPERATIONS DIRECTOR | 4629710 |
| OSBY, ANDREW ALLEN | CHIEF INVESTMENT OFFICER | 4202621 |
Regulatory assets under management
| Total Number of Accounts | 14,148 |
| AUM (Assets Under Management) | $ 2,409,759,253 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.