Kiran K. Bora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kiran Kumar Bora, who also goes by Kiran Moolchand Bora, was a registered financial professional .
Kiran is a previously registered financial professional and started their career in finance in 1982. Kiran had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2017 - May 13, 2025
FARMERS FINANCIAL SOLUTIONS, LLC
August 28, 2012 - February 22, 2016
ALLSTATE FINANCIAL SERVICES, LLC
February 19, 2010 - August 13, 2012
GRADIENT ADVISORS, LLC
October 27, 2009 - August 13, 2012
GRADIENT SECURITIES, LLC
February 5, 2007 - October 28, 2009
EQUITY SERVICES, INC.
August 3, 2006 - December 31, 2006
PRINCIPAL SECURITIES, INC.
October 16, 2003 - December 20, 2005
NYLIFE SECURITIES LLC
October 3, 1985 - June 12, 1987
ADVANTAGE CAPITAL CORPORATION
April 1, 1982 - October 9, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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