EL
Ellis N. Liddell
ELE ADVISORY SERVICES,
Southfield, MI 48075
Some features on this profile are disabled
CRD#: 1035964
EL
Professional summary
Ellis Nurogar Liddell is a registered financial advisor currently at ELE ADVISORY SERVICES, INC located in Southfield, Michigan and ELE WEALTH SOLUTIONS, INC. located in Southfield, Michigan.
Ellis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Ellis has worked at 19 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Owner/CEO/DBA: ELE Wealth Management, Inc. Located at 18700 W Ten Mile Rd, Suite #100, Southfield, MI 48075. Independent insurance agent appointed with various carries started 08/2002(35 Hrs/Mth); 2. Owner: ELE Properties, Inc. Located at 18700 W Ten Mile Rd, Suite #100, Southfield, MI 48075. Property management started 07/2010 (2 Hrs/Mth); 3. Owner: ELE Speaks. Located at 18700 W Ten Mile Rd, Suite #100, Southfield, MI 48075. Motivational Speaker's Bureau (6 Hrs/Mth); 4. Owner/CEO/Mortgage Broker: ELE Mortgage Services, Inc. Located at 18700 W Ten Mile Rd, Suite #100, Southfield, MI 48075. Mortgage broker for consumer mortgages started 06/2005 (1 Hrs/Mth); 5. Owner/CEO/Investment Advisor Representative: ELE Advisory Services, Inc. located at 18700 W Ten Mile Rd, Suite #100 Southfield MI 48075. Advisory Services started 12/2008 (120 Hrs/Mth); 6. Owner: Club 4 Billions LLC located at 18700 W Ten Mile Rd, Suite #100, Southfield, MI 48075. Coaching started 03/2015(1 Hrs/Mth); 7. Owner: Coaching 4 Billions LLC. Located at 18700 W Ten Mile Rd, Suite #100, Southfield, MI 48075. Coaching started 03/2015(1 Hrs/Mth); 8. Owner: The Professionals Investment Group, LLC. Located at 18700 W Ten Mile Rd, Suite #100, Southfield, MI 48075. Real estate investment started 04/2010(1 Hrs/Mth); 9. Co-Owner: ELE-Peagler, LLC. Located at 18700 W Ten Mile Rd, Suite #100, Southfield, MI 48075. Bookkeeping and Tax Service started 02/2016(1 Hrs/Mth); 10. Owner: Founders Club, LLC, name reserved 12/2016 for future use(0 Hrs/Mth); 11. Host: The Wealth Whisperer, start date after 01/2017(1 Hrs/Wk); 12. Insurance Agent: Sagicor Life Insurance Company located at 4010 W Boy Scout Blvd, Ste. 800, Tampa, FL 33607, started 02/2017(1 Hrs/Mth); 13. ELE Radio LLC; name reserved 04/2006 for future use (0 Hrs/Mth); 14. Owner: ELE Family Inc. Located at 18700 W Ten Mile Rd, Suite #100, Southfield, MI 48075. Holding company started 12/2010(5 Hrs/Mth); 15. Owner: ELE Holding Company LLC. Located at 18700 W Ten Mile Rd, Suite #100, Southfield, MI 48075. Name reserved 12/2012 for future use(0 Hrs/Mth); 16. Owner/Director: ELE Cares Foundation located at 18700 W Ten Mile Rd, Suite #100, Southfield, MI 48075. Charitable organization. Started 11/2018 (5 Hrs/Mth). 17. Owner: ELE Properties Florida Inc. Located at 8836 Lakeshore Pointe Dr., Winter Garden, FL 34787, mailing address 18700 W 10 Mile Road, Suite 100, Southfield, MI 48075. Property Management. Started 07/01/2020; 18. Owner: Celebration Crematory Services, Inc. Located at 18700 W 10 Mile Road, Suite 100, Southfield, MI 48075. Crematory Services. Started 08/01/2020. 19. Director: Educators With Purpose. Located at 19800 Beech Daly Rd., Redford, MI 48240. Foundation board member. 20. Owner: ELE Properties MS, LLC. Located at 18700 W Ten Mile Rd, Suite #100, Southfield, MI 48075. Property management started 06/2023 (1 Hrs/Mth).
CRS (Client Relationship Summary) - RIA
Click below to view Ellis Nurogar Liddell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2011 - Present
ELE ADVISORY SERVICES, INC
Office #1: 18700 W. 10 Mile Road Suite 100, Southfield, MI 48075RIA
CRD#: 148228
Southfield, MI
Current
May 2, 2013 - Present
ELE WEALTH SOLUTIONS, INC.
Office #1: 18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075Office #2: 18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075BD
CRD#: 38931
Southfield, MI
Past
January 4, 2011 - June 30, 2011
GENEOS WEALTH MANAGEMENT, INC.
RIA
CRD#: 120894
SOUTHFIELD, MI
Past
December 9, 2010 - June 30, 2011
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
SOUTHFIELD, MI
Past
December 1, 2010 - December 10, 2010
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
SOUTHFIELD, MI
Past
December 1, 2010 - December 10, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SOUTHFIELD, MI
Past
November 30, 2010 - December 15, 2010
TRIVELLONI ASSET MANAGEMENT
RIA
CRD#: 149379
MOUNT CLEMENS, MI
Past
March 18, 2009 - November 26, 2010
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LA VISTA, NE
Past
December 9, 2008 - November 26, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SOUTHFIELD, MI
Past
September 26, 2008 - December 11, 2008
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
SOUTHFIELD, MI
Past
June 16, 2005 - September 29, 2008
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
SOUTHFIELD, MI
Past
July 18, 2003 - August 9, 2005
EASTERN POINT ADVISORS INC.
RIA
CRD#: 107123
SOUTHFIELD, MI
Past
July 17, 2003 - July 28, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
DALLAS, TX
Past
July 17, 2003 - September 29, 2008
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
SOUTHFIELD, MI
Past
January 5, 2001 - July 28, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
April 28, 1999 - December 13, 2000
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
September 24, 1998 - April 8, 1999
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
May 31, 1991 - December 31, 1991
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
August 23, 1989 - October 26, 1989
NATIONSBANC SECURITIES OF GEORGIA, INC.
BD
CRD#: 315
Past
October 20, 1987 - August 9, 1989
BARNETT INVESTMENTS, INC.
BD
CRD#: 14897
Past
July 17, 1986 - January 4, 1988
CITADEL CAPITAL GROUP, INC.
BD
CRD#: 12976
Past
November 22, 1983 - July 14, 1986
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
BD
CRD#: 5178
Past
April 5, 1982 - February 22, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Past
April 5, 1982 - February 22, 1984
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
ELE ADVISORY SERVICES, INC
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
CRD#: 148228 / SEC#: 801-117442
RIA
Registered Investment Advisory firm - (2/10/2020 Approved)Alabama
Registered Investment Advisory firm - (2/21/2020 Terminated)California
Registered Investment Advisory firm - (3/22/2020 Terminated)Florida
Registered Investment Advisory firm - (2/21/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/27/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2020 Terminated)Michigan
Registered Investment Advisory firm - (2/24/2020 Terminated)Mississippi
Registered Investment Advisory firm - (2/21/2020 Terminated)Tennessee
Registered Investment Advisory firm - (2/26/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Utah
Registered Investment Advisory firm - (2/24/2020 Terminated)Virginia
Registered Investment Advisory firm - (2/21/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(9/25/2014)
RR
Alabama(8/2/2016)
IAR
Arizona(4/14/2021)
RR
Arizona(11/25/2024)
RR
California(5/2/2013)
IAR
California(10/31/2018)
IAR
Colorado(8/22/2023)
RR
Connecticut(5/14/2015)
IAR
Connecticut(11/20/2024)
RR
District of Columbia(4/3/2015)
IAR
Florida(3/6/2013)
RR
Florida(5/21/2015)
IAR
Georgia(9/20/2011)
RR
Georgia(4/9/2015)
RR
Illinois(11/15/2024)
IAR
Illinois(12/10/2024)
IAR
Louisiana(3/6/2013)
RR
Louisiana(5/18/2015)
RR
Maryland(7/22/2015)
RR
Massachusetts(7/11/2025)
IAR
Michigan(4/14/2011)
RR
Michigan(6/19/2013)
IAR
Minnesota(1/11/2023)
IAR
Mississippi(6/19/2014)
RR
Nebraska(11/25/2024)
RR
New Jersey(5/29/2015)
RR
New York(5/13/2015)
IAR
New York(4/8/2021)
RR
North Carolina(10/27/2016)
IAR
North Carolina(11/20/2024)
RR
North Dakota(6/30/2022)
RR
Oklahoma(11/12/2024)
IAR
Oklahoma(11/21/2024)
RR
South Carolina(4/13/2015)
RR
South Dakota(4/2/2020)
IAR
Texas(11/17/2011)
RR
Texas(8/17/2023)
IAR
Utah(10/2/2014)
RR
Virginia(7/17/2015)
IAR
Virginia(7/10/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 10/9/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
ELE ADVISORY SERVICES, INC
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
CRD#: 148228 / SEC#: 801-117442
RIA
Registered Investment Advisory firm - (2/10/2020 Approved)Alabama
Registered Investment Advisory firm - (2/21/2020 Terminated)California
Registered Investment Advisory firm - (3/22/2020 Terminated)Florida
Registered Investment Advisory firm - (2/21/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/27/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2020 Terminated)Michigan
Registered Investment Advisory firm - (2/24/2020 Terminated)Mississippi
Registered Investment Advisory firm - (2/21/2020 Terminated)Tennessee
Registered Investment Advisory firm - (2/26/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Utah
Registered Investment Advisory firm - (2/24/2020 Terminated)Virginia
Registered Investment Advisory firm - (2/21/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18700 W. 10 Mile Road Suite 100, Southfield, MI 48075
Mailing Address
Phone number
(248) 356-6555
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,401 |
| AUM (Assets Under Management) | $ 125,500,125 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
