Ellis N. Liddell

ELE ADVISORY SERVICES

Southfield, MI 48075

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CRD#: 1035964

Professional summary

Ellis Nurogar Liddell is a registered financial advisor currently at ELE ADVISORY SERVICES, INC located in Southfield, Michigan and ELE WEALTH SOLUTIONS, INC. located in Southfield, Michigan.

Ellis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Ellis has worked at 19 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellis Nurogar Liddell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2011 - Present

ELE ADVISORY SERVICES, INC

Office #1: 18700 W. 10 Mile Road Suite 100, Southfield, MI 48075

RIA

CRD#: 148228

Southfield, MI

Current

May 2, 2013 - Present

ELE WEALTH SOLUTIONS, INC.

Office #1: 18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075Office #2: 18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075

CRD#: 38931

Southfield, MI

Past

January 4, 2011 - June 30, 2011

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

SOUTHFIELD, MI

Past

December 9, 2010 - June 30, 2011

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

SOUTHFIELD, MI

Past

December 1, 2010 - December 10, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

SOUTHFIELD, MI

Past

December 1, 2010 - December 10, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

SOUTHFIELD, MI

Past

November 30, 2010 - December 15, 2010

TRIVELLONI ASSET MANAGEMENT

RIA

CRD#: 149379

MOUNT CLEMENS, MI

Past

March 18, 2009 - November 26, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LA VISTA, NE

Past

December 9, 2008 - November 26, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

SOUTHFIELD, MI

Past

September 26, 2008 - December 11, 2008

J.W. COLE FINANCIAL, INC.

CRD#: 124583

SOUTHFIELD, MI

Past

June 16, 2005 - September 29, 2008

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

SOUTHFIELD, MI

Past

July 18, 2003 - August 9, 2005

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

SOUTHFIELD, MI

Past

July 17, 2003 - July 28, 2003

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

DALLAS, TX

Past

July 17, 2003 - September 29, 2008

INVESTORS CAPITAL CORP.

CRD#: 30613

SOUTHFIELD, MI

Past

January 5, 2001 - July 28, 2003

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

April 28, 1999 - December 13, 2000

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

September 24, 1998 - April 8, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

May 31, 1991 - December 31, 1991

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

August 23, 1989 - October 26, 1989

NATIONSBANC SECURITIES OF GEORGIA, INC.

CRD#: 315

Past

October 20, 1987 - August 9, 1989

BARNETT INVESTMENTS, INC.

CRD#: 14897

Past

July 17, 1986 - January 4, 1988

CITADEL CAPITAL GROUP, INC.

CRD#: 12976

Past

November 22, 1983 - July 14, 1986

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

CRD#: 5178

Past

April 5, 1982 - February 22, 1984

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

April 5, 1982 - February 22, 1984

EQUITABLE ADVISORS, LLC

CRD#: 6627

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELE ADVISORY SERVICES, INC

ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC

CRD#: 148228 / SEC#: 801-117442

RIA

Registered Investment Advisory firm - (2/10/2020 Approved)

Alabama

Registered Investment Advisory firm - (2/21/2020 Terminated)

California

Registered Investment Advisory firm - (3/22/2020 Terminated)

Florida

Registered Investment Advisory firm - (2/21/2020 Terminated)

Georgia

Registered Investment Advisory firm - (2/27/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (3/2/2020 Terminated)

Michigan

Registered Investment Advisory firm - (2/24/2020 Terminated)

Mississippi

Registered Investment Advisory firm - (2/21/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (2/26/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/21/2020 Terminated)

Utah

Registered Investment Advisory firm - (2/24/2020 Terminated)

Virginia

Registered Investment Advisory firm - (2/21/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(9/25/2014)

Alabama
(8/2/2016)

IAR

Arizona
(4/14/2021)

Arizona
(11/25/2024)

California
(5/2/2013)

IAR

California
(10/31/2018)

IAR

Colorado
(8/22/2023)

Connecticut
(5/14/2015)

IAR

Connecticut
(11/20/2024)

District of Columbia
(4/3/2015)

IAR

Florida
(3/6/2013)

Florida
(5/21/2015)

IAR

Georgia
(9/20/2011)

Georgia
(4/9/2015)

Illinois
(11/15/2024)

IAR

Illinois
(12/10/2024)

IAR

Louisiana
(3/6/2013)

Louisiana
(5/18/2015)

Maryland
(7/22/2015)

Massachusetts
(7/11/2025)

IAR

Michigan
(4/14/2011)

Michigan
(6/19/2013)

IAR

Minnesota
(1/11/2023)

IAR

Mississippi
(6/19/2014)

Nebraska
(11/25/2024)

New Jersey
(5/29/2015)

New York
(5/13/2015)

IAR

New York
(4/8/2021)

North Carolina
(10/27/2016)

IAR

North Carolina
(11/20/2024)

North Dakota
(6/30/2022)

Oklahoma
(11/12/2024)

IAR

Oklahoma
(11/21/2024)

South Carolina
(4/13/2015)

South Dakota
(4/2/2020)

IAR

Texas
(11/17/2011)

Texas
(8/17/2023)

IAR

Utah
(10/2/2014)

Virginia
(7/17/2015)

IAR

Virginia
(7/10/2017)

Washington
(3/25/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/22/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 28

Date: 10/9/2013

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/18/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ELE ADVISORY SERVICES, INC

ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC

CRD#: 148228 / SEC#: 801-117442

RIA

Registered Investment Advisory firm - (2/10/2020 Approved)

Alabama

Registered Investment Advisory firm - (2/21/2020 Terminated)

California

Registered Investment Advisory firm - (3/22/2020 Terminated)

Florida

Registered Investment Advisory firm - (2/21/2020 Terminated)

Georgia

Registered Investment Advisory firm - (2/27/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (3/2/2020 Terminated)

Michigan

Registered Investment Advisory firm - (2/24/2020 Terminated)

Mississippi

Registered Investment Advisory firm - (2/21/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (2/26/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/21/2020 Terminated)

Utah

Registered Investment Advisory firm - (2/24/2020 Terminated)

Virginia

Registered Investment Advisory firm - (2/21/2020 Terminated)

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Contact information

Main Address

18700 W. 10 Mile Road Suite 100, Southfield, MI 48075

Mailing Address

Phone number

(248) 356-6555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (4/6/2025)

Regulatory assets under management

Total Number of Accounts	1,401
AUM (Assets Under Management)	$ 125,500,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ellis N. Liddell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellis Nurogar Liddell's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELE ADVISORY SERVICES, INC

ELE WEALTH SOLUTIONS, INC.

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

TRIVELLONI ASSET MANAGEMENT

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

J.W. COLE FINANCIAL, INC.

INVESTORS CAPITAL CORP.

EASTERN POINT ADVISORS INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

INVESTORS CAPITAL CORP.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

SUNAMERICA SECURITIES, INC.

SIGNATOR INVESTORS, INC.

CETERA ADVISORS LLC

NATIONSBANC SECURITIES OF GEORGIA, INC.

BARNETT INVESTMENTS, INC.

CITADEL CAPITAL GROUP, INC.

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ELE ADVISORY SERVICES, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/1999

Series 63

Date: 5/10/1999

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2000

Series 6

Date: 9/22/1998

Series 28

Date: 10/9/2013

Series 24

Date: 6/18/2001

FINRA

Current Firm

ELE ADVISORY SERVICES, INC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELE ADVISORY SERVICES, INC

TRUST BUT VERIFY

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