Norman F. Leblanc
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman F Leblanc, who also goes by Norman Francis Leblanc Jr, Norman Francis Leblanc, was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1982. Norman had worked at 6 firms and has passed the Series 63, Series 82TO, Series 99TO, Series 7TO, SIE, Series 3, Series 7, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2021 - May 26, 2023
PICKWICK CAPITAL PARTNERS, LLC
January 11, 1999 - March 25, 2003
DEAM INVESTOR SERVICES, INC.
July 23, 1997 - November 10, 1998
PORTIGON SECURITIES INC.
January 21, 1993 - August 8, 1995
NEW JAPAN SECURITIES INTERNATIONAL INC.
November 23, 1988 - August 7, 1992
UBS SECURITIES LLC
March 26, 1982 - July 2, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 2/27/2020
General Securities Representative ExaminationCurrent Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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