Robert W. Crowther
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Williams Crowther III was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2003 - April 1, 2019
CANTONE RESEARCH INC.
February 24, 2003 - April 1, 2019
CANTONE RESEARCH INC.
July 29, 2002 - March 12, 2003
ASSET & FINANCIAL PLANNING, LTD
April 1, 2002 - February 25, 2003
PRIME CAPITAL SERVICES, INC.
April 24, 1998 - December 31, 2000
GROVE POINT INVESTMENTS, LLC
April 6, 1998 - April 2, 2002
SCHNEIDER SECURITIES, INC.
May 30, 1996 - April 10, 1998
GROVE POINT INVESTMENTS, LLC
August 19, 1994 - June 10, 1996
H.J. MEYERS & CO., INC.
August 5, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
May 24, 1988 - September 15, 1994
HIBBARD BROWN & CO., INC.
February 2, 1987 - May 28, 1988
SHERWOOD CAPITAL, INC.
April 29, 1982 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/19/1999
Limited Representative-Equity Trader ExamCurrent Firm
CANTONE RESEARCH INC.
CRD#: 26314 / SEC#: , 8-41940
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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