John A. Delaney

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CRD#: 1035765

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Allen Delaney was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1982. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 19, 2017 - August 24, 2022

PACIFIC CAPITAL ASSOCIATES

RIA

CRD#: 160407

Borrego Springs, CA

Past

August 30, 2002 - October 23, 2017

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

BORREGO SPRINGS, CA

Past

August 30, 2002 - October 23, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

BORREGO SPRINGS, CA

Past

August 17, 1999 - September 18, 2002

SPELMAN & CO., INC.

RIA

CRD#: 10232

BORREGO SPRINGS, CA

Past

January 3, 1989 - September 18, 2002

SPELMAN & CO., INC.

CRD#: 10232

PHOENIX, AZ

Past

April 18, 1988 - December 13, 1988

INDEPENDENT INVESTMENT BROKERS OF AMERICA

CRD#: 20635

Past

May 28, 1987 - January 18, 1988

REILLY SECURITIES, INC.

CRD#: 8540

Past

August 20, 1986 - November 17, 1987

KENNEDY, CABOT & CO.

CRD#: 2417

Past

July 7, 1982 - January 9, 1984

CALIFORNIA MUNICIPAL INVESTORS, INC.

CRD#: 7311

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFIC CAPITAL ASSOCIATES

CRAWFORD CAPITAL MANAGEMENT, INC | PACIFIC CAPITAL ASSOCIATES, INC. | PACIFIC CAPITAL ASSOCIATES

CRD#: 160407 / SEC#: 801-112260

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

California

Registered Investment Advisory firm - (2/7/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/1986

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 6/30/1982

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/28/1987

General Securities Principal Examination

Current Firm

PACIFIC CAPITAL ASSOCIATES

CRAWFORD CAPITAL MANAGEMENT, INC | PACIFIC CAPITAL ASSOCIATES, INC. | PACIFIC CAPITAL ASSOCIATES

CRD#: 160407 / SEC#: 801-112260

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

California

Registered Investment Advisory firm - (2/7/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2018 Terminated)

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Contact information

Main Address

4747 Viewridge Ave Suite 107, San Diego, CA 92123-1688

Mailing Address

Phone number

(858) 560-5244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/5/2026)

Regulatory assets under management

Total Number of Accounts	1,082
AUM (Assets Under Management)	$ 258,800,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Delaney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PACIFIC CAPITAL ASSOCIATES

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

SPELMAN & CO., INC.

SPELMAN & CO., INC.

INDEPENDENT INVESTMENT BROKERS OF AMERICA

REILLY SECURITIES, INC.

KENNEDY, CABOT & CO.

CALIFORNIA MUNICIPAL INVESTORS, INC.

Primary Firm SEC Registration

PACIFIC CAPITAL ASSOCIATES

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/1999

Series 63

Date: 8/26/1988

SIE

Date: 10/23/2017

Series 7

Date: 8/16/1986

Series 52

Date: 6/30/1982

Series 24

Date: 10/28/1987

Current Firm

PACIFIC CAPITAL ASSOCIATES

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC CAPITAL ASSOCIATES

TRUST BUT VERIFY

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