Jan R. Netting
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan Rene Netting, who also goes by Jan Rene Berne, Jan Berne Netting, Jan Netting, was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 1982. Jan had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2010 - December 31, 2015
FIRST ASSET FINANCIAL INC.
April 22, 2008 - January 14, 2009
WADDELL & REED
January 2, 2008 - April 8, 2008
SUNSET FINANCIAL SERVICES, INC.
March 16, 2006 - January 4, 2008
OSAIC WEALTH, INC.
October 10, 2003 - April 12, 2005
CONTEMPORARY FINANCIAL SOLUTIONS, INC.
October 7, 2002 - October 15, 2003
OSAIC FS, INC.
June 28, 1994 - October 15, 2003
OSAIC FS, INC.
March 30, 1982 - June 27, 1994
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST ASSET FINANCIAL INC.
CRD#: 139107 / SEC#: , 8-67191
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
