Lizbeth D. Berg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lizbeth Dawn Berg, who also goes by Lizbeth Shaver Berg, Lizbeth Dawn Shaver, was a registered financial professional .
Lizbeth is a previously registered financial professional and started their career in finance in 1982. Lizbeth had worked at 18 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 15, Series 7, Series 5, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2017 - August 5, 2019
PARTNERVEST ADVISORY SERVICES LLC
December 1, 2017 - December 11, 2018
SORRENTO PACIFIC FINANCIAL, LLC
September 17, 2015 - December 7, 2015
OAKWOOD CAPITAL SECURITIES, INC.
September 15, 2014 - March 27, 2015
GIRARD SECURITIES, INC.
September 4, 2014 - March 27, 2015
GIRARD SECURITIES, INC.
July 23, 2013 - November 4, 2013
JERA SECURITIES, INC.
June 3, 2013 - June 19, 2013
MB TRADING
August 6, 2012 - May 31, 2013
GIRARD SECURITIES, INC.
August 6, 2012 - May 31, 2013
GIRARD SECURITIES, INC.
March 26, 2012 - April 9, 2012
LUCIA CAPITAL GROUP
March 23, 2012 - April 9, 2012
LUCIA SECURITIES, LLC
August 11, 2009 - December 31, 2011
SORRENTO PACIFIC FINANCIAL, LLC
July 31, 2009 - December 31, 2011
SORRENTO PACIFIC FINANCIAL, LLC
February 28, 2007 - August 11, 2009
PARTNERVEST ADVISORY SERVICES LLC
February 28, 2007 - July 31, 2009
PARTNERVEST SECURITIES, INC.
March 27, 2006 - February 23, 2007
ASSOCIATED SECURITIES CORP.
March 24, 2004 - February 23, 2007
ASSOCIATED SECURITIES CORP.
April 21, 2003 - May 14, 2003
UBS FINANCIAL SERVICES INC.
December 20, 2002 - May 14, 2003
UBS FINANCIAL SERVICES INC.
February 11, 2002 - November 27, 2002
TRANSAMERICA FINANCIAL ADVISORS, INC.
March 6, 1998 - April 17, 2000
BROWNCO, LLC
July 19, 1996 - April 2, 1998
GLENFED BROKERAGE SERVICES
February 22, 1995 - July 22, 1996
BROWNCO, LLC
May 9, 1994 - February 17, 1995
WELLS FARGO BROKERAGE SERVICES, L.L.C.
January 19, 1989 - April 22, 1994
GLENFED BROKERAGE SERVICES
June 23, 1986 - January 17, 1989
BA INVESTMENT SERVICES, INC.
February 24, 1986 - May 14, 1986
KENNEDY, CABOT & CO.
March 25, 1982 - December 5, 1985
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 2/8/1983
Foreign Currency Options ExaminationSeries 5
Date: 10/26/1981
Interest Rate Options ExaminationCurrent Firm
PARTNERVEST ADVISORY SERVICES LLC
CRD#: 113621 / SEC#: 801-62795
Contact information
Red Flags
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