Lynn M. Phillips-gaines
PHILLIPS WEALTH PLANNERS LLC | Owner
Starkville, MS 39759
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CRD#: 1035514
Professional summary
Lynn Marie Phillips-gaines, CFP®, who also goes by Lynn Marie Phillips, is a registered financial advisor currently at PHILLIPS WEALTH PLANNERS LLC located in Starkville, Mississippi.
Lynn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Lynn has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Institutional consulting
Insurance
Philanthropic services
Financial planning
Trust & estate planning
Executive services/Equity comp...
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
800K
Are you a "fiduciary"?
Yes
Aliases
Lynn Marie Phillips
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Business: Address: 104 West Lampkin Street, Starkville, MS, 39759, United States Activity Type: Independent RIA Position/Title: Officer - CEO Investment Related: Yes Start Date: 10/01/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: I am moving my branch to RCS from RJFS. We are in the process of setting up our RIA to come out from under RJFS. The entity is in place and we have the code of ethics, compliance manual and ADV completed. (2) Name of Business: Early Building Construction, LLC Address: 407 Pike Road, Starkville, MS, 39759, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/25/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To oversee the general contractor for buildings being built. (3) Name of Business: Endeavour Enterprises, LLC Address: 407 Pike Road, Starkville MS 39759, MS, 39759, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 05/09/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: A partner in a LLC. (4) Name of Business: Lynn Phillips, Inc. Address: 104 W Lampkin St, Starkville, MS, 39759, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 03/08/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support Company\nnone (5) Name of Business: Phillips Financial Address: 104 W Lampkin St, Starkville, MS, 39759, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 09/04/2007 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA name...discontinued the RIA effective 9-4-07Phillips Financial is a DBA for Lynn Phillips, inc.
CRS (Client Relationship Summary) - RIA
Click below to view Lynn Marie Phillips-gaines's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
August 15, 2022 - Present
PHILLIPS WEALTH PLANNERS LLC
Office #1: 104 West Lampkin Street, Starkville, MS 39759RIA
CRD#: 319226
Starkville, MS
Past
January 2, 2009 - October 10, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SAINT PETERSBURG, FL
Past
September 10, 2007 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
STARKVILE, MS
Past
October 15, 2001 - September 10, 2007
PHILLIPS FINANCIAL ADVISORY, INC.
RIA
CRD#: 113514
STARKVILLE, MS
Past
October 26, 1998 - October 10, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
STARKVILE, MS
Past
January 31, 1997 - October 28, 1998
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
April 25, 1988 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Past
May 31, 1984 - May 5, 1988
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Past
April 5, 1982 - June 8, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Past
April 5, 1982 - May 17, 1984
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
April 5, 1982 - May 17, 1984
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PHILLIPS WEALTH PLANNERS LLC
PHILLIPS FINANCIAL | PHILLIPS WEALTH PLANNERS LLC | PHILLIPS WEALTH PARTNERS LLC
CRD#: 319226 / SEC#: 801-126127
RIA
Registered Investment Advisory firm - (7/21/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(8/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
PW
PHILLIPS WEALTH PLANNERS LLC
PHILLIPS FINANCIAL | PHILLIPS WEALTH PLANNERS LLC | PHILLIPS WEALTH PARTNERS LLC
CRD#: 319226 / SEC#: 801-126127
RIA
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Contact information
Main Address
104 West Lampkin Street, Starkville, MS 39759
Mailing Address
Phone number
(662) 324-2889
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,708 |
| AUM (Assets Under Management) | $ 286,577,975 |
Red Flags
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Company Information
PHILLIPS WEALTH PLANNERS LLC
OwnerCRD#: 319226Starkville, MS 39759TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
