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Lynn Marie Phillips-gaines

Lynn M. Phillips-gaines

PHILLIPS WEALTH PLANNERS | Owner
Starkville, MS 39759
Some features on this profile are disabled
CRD#: 1035514
Lynn Marie Phillips-gaines

Professional summary

Lynn Marie Phillips-gaines, CFP®, who also goes by Lynn Marie Phillips, is a registered financial advisor currently at PHILLIPS WEALTH PLANNERS LLC located in Starkville, Mississippi.

Lynn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Lynn has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

What are your service offerings?
Institutional consulting
Insurance
Philanthropic services
Financial planning
Trust & estate planning
Executive services/Equity comp...
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
800K
Are you a "fiduciary"?
Yes

Aliases

Lynn Marie Phillips

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynn Marie Phillips-gaines's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1987

Experience

Current

August 15, 2022 - Present

PHILLIPS WEALTH PLANNERS LLC

Office #1: 104 West Lampkin Street, Starkville, MS 39759
RIA
CRD#: 319226
Starkville, MS
Past

January 2, 2009 - October 10, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
SAINT PETERSBURG, FL
Past

September 10, 2007 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
STARKVILE, MS
Past

October 15, 2001 - September 10, 2007

PHILLIPS FINANCIAL ADVISORY, INC.

RIA
CRD#: 113514
STARKVILLE, MS
Past

October 26, 1998 - October 10, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
STARKVILE, MS
Past

January 31, 1997 - October 28, 1998

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

April 25, 1988 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

BD
CRD#: 16546
ATLANTA, GA
Past

May 31, 1984 - May 5, 1988

FSC SECURITIES CORPORATION

BD
CRD#: 7461
Past

April 5, 1982 - June 8, 1983

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Past

April 5, 1982 - May 17, 1984

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

April 5, 1982 - May 17, 1984

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PHILLIPS WEALTH PLANNERS LLC
PHILLIPS FINANCIAL | PHILLIPS WEALTH PLANNERS LLC | PHILLIPS WEALTH PARTNERS LLC

CRD#: 319226 / SEC#: 801-126127

RIA
Registered Investment Advisory firm - (7/21/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Mississippi
(8/15/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 2/15/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/1984
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/2/1982
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 6/12/2003
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/22/1988
General Securities Principal Examination

Current Firm

PW
PHILLIPS WEALTH PLANNERS LLC
PHILLIPS FINANCIAL | PHILLIPS WEALTH PLANNERS LLC | PHILLIPS WEALTH PARTNERS LLC

CRD#: 319226 / SEC#: 801-126127

RIA
Registered Investment Advisory firm - (7/21/2022 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
104 West Lampkin Street, Starkville, MS 39759
Mailing Address
Phone number
(662) 324-2889
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PHILLIPS WEALTH DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (9/4/2025)

Regulatory assets under management

Total Number of Accounts1,708
AUM (Assets Under Management)$ 286,577,975

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PHILLIPS WEALTH PLANNERS LLC

OwnerCRD#: 319226Starkville, MS 39759

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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