Joyce L. Hewell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joyce Lee Hewell, who also goes by Joyce Sammons Hewell, Joyce Lee Sammons, Joyce Lee Steely, was a registered financial professional .
Joyce is a previously registered financial professional and started their career in finance in 1982. Joyce had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2010 - August 18, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 15, 1990 - March 29, 2010
A.T.A.P. FINANCIAL SERVICES, INC.
September 11, 1987 - April 28, 1989
AETNA LIFE INSURANCE AND ANNUITY COMPANY
January 4, 1983 - December 19, 1986
INVESTORS BROKERAGE SERVICES, INC.
March 29, 1982 - October 28, 1985
VOYAGER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
