Gregory L. Cornia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Lee Cornia was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1982. Gregory had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 1986 - September 16, 1994
DAIN RAUSCHER INCORPORATED
February 2, 1984 - February 24, 1986
LEHMAN BROTHERS INC.
April 5, 1982 - January 20, 1984
FOSTER & MARSHALL INC.
State Registrations and Notice Filings
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Exams
Current Firm
DAIN RAUSCHER INCORPORATED
CRD#: 7600 / SEC#: , 8-3259
Contact information
Documents
Red Flags
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