Glen E. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Emerson Martin, who also goes by III Glen Emerson Martin, was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 1982. Glen had worked at 4 firms and has passed the Series 63, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 1999 - March 22, 2012
BEAIRD HARRIS
April 28, 1986 - August 23, 1990
SPELLMAN CAPITAL CORPORATION
May 14, 1984 - April 14, 1986
FIRST BENEFIT SECURITIES, INC.
May 24, 1982 - May 23, 1984
ADVANTAGE CAPITAL CORPORATION
Primary Firm SEC Registration
BEAIRD HARRIS
CRD#: 107238 / SEC#: 801-51938
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEAIRD HARRIS
CRD#: 107238 / SEC#: 801-51938
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,188 |
| AUM (Assets Under Management) | $ 1,907,364,054 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/30/2025 | ||
| 01/28/2025 | ||
| 07/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
