Eugene Dworkis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Dworkis was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1983. Eugene had worked at 23 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2012 - June 9, 2015
LAIDLAW & COMPANY (UK) LTD.
September 13, 2010 - October 12, 2012
EKN FINANCIAL SERVICES INC.
February 27, 2003 - May 4, 2010
ALEXANDER CAPITAL, L.P.
January 11, 2002 - January 10, 2003
WOLFF INVESTMENT GROUP INCORPORATED
February 6, 2001 - December 31, 2001
JOSEPHTHAL & CO., INC.
June 1, 1999 - February 6, 2001
LABRANCHE FINANCIAL SERVICES, LLC
July 10, 1998 - March 5, 1999
WIN CAPITAL CORP.
March 7, 1998 - April 21, 1998
THE CAMELOT GROUP, INC.
May 20, 1997 - December 12, 1997
TASIN & COMPANY, INC.
May 22, 1996 - April 2, 1997
MEYERS POLLOCK ROBBINS, INC.
April 21, 1995 - May 1, 1996
LEGEND MERCHANT GROUP, INC.
August 26, 1992 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
July 10, 1991 - August 20, 1992
GKN SECURITIES CORP.
April 17, 1991 - July 24, 1991
J. GREGORY & COMPANY, INC.
August 13, 1990 - April 9, 1991
SOUTH RICHMOND SECURITIES, INC.
February 16, 1990 - August 24, 1990
PARAGON CAPITAL MARKETS, INC.
August 23, 1989 - March 8, 1990
HASAN GROWNEY CO. INC.
March 8, 1989 - August 24, 1989
ROBYNS CAPITAL CORP.
June 14, 1988 - March 16, 1989
INDIVIDUAL'S SECURITIES LTD.
July 17, 1985 - July 15, 1988
GREENTREE SECURITIES CORP.
July 12, 1985 - August 1, 1985
UNIVERSAL SECURITIES OF AMERICA, INC.
February 2, 1984 - July 15, 1985
CREATIVE SECURITIES CORP.
January 19, 1983 - January 23, 1984
JAY W. KAUFMANN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
