Alexander Herko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Herko was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1982. Alexander had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 1995 - December 31, 1995
STUART, COLEMAN & CO., INC.
May 17, 1994 - February 13, 1995
SUPPES SECURITIES, INC.
March 30, 1993 - May 6, 1994
STUART, COLEMAN & CO., INC.
May 14, 1991 - March 23, 1993
JOSEPHTHAL & CO., INC.
October 26, 1990 - May 31, 1991
PRINCETON FINANCIAL GROUP, INC.
October 11, 1990 - November 5, 1990
LEGEND MERCHANT GROUP, INC.
April 24, 1989 - October 9, 1990
SOUTH RICHMOND SECURITIES, INC.
August 4, 1988 - November 22, 1988
BARRETT DAY SECURITIES, INC.
December 5, 1986 - July 27, 1988
LEVCO SECURITIES CORP.
July 1, 1985 - November 28, 1986
GREENTREE SECURITIES CORP.
March 20, 1984 - June 12, 1985
CITIWIDE SECURITIES CORP.
April 5, 1982 - January 31, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STUART, COLEMAN & CO., INC.
CRD#: 8642 / SEC#: , 8-25824
Contact information
Documents
Red Flags
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