WT
Wayne A. Titche
CITY NATIONAL ROCHDALE
Chicago, IL 60606
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CRD#: 1034797
WT
Professional summary
Wayne Albert Titche, CPWA® is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Chicago, Illinois and CNR SECURITIES, LLC located in Chicago, Illinois.
Wayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Wayne has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF BUSINESS-Wellington Estates Housing; INVESTMENT RELATED-No; BUSINESS ADDRESS-3206 Riverwoods Drive NE, Rockford, MI 49341; NATURE OF BUSINESS-I own a small amount of land with my brother and sister. We remain in liquidation mode.; POSITION-Partner; START DATE-03/01/1979; HOURS PER MONTH-1; HOURS DURING TRADING-0; DUTIES-Partner. (2) NAME: FedEx Novi Non-Investment related ADDRESS: 102 Mercer Drive SE Grand Rapids MI 49506 Nature of OBA: It is a partnership that owns a building that is leased to FedEx on a triple net basis. Position/Rile/Title: Partner Start Date: 07/08/22 Time Devoted: 1 hour per month; 0 during securities trading hours Duties: I will be a partner who owns a significant interest with other members of my family.
CRS (Client Relationship Summary) - RIA
Click below to view Wayne Albert Titche's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2020-07-13
Expire date: 2024-06-30
Experience
Current
December 26, 2013 - Present
CITY NATIONAL ROCHDALE
Office #1: 225 W. Washington Street, Chicago, IL 60606RIA
CRD#: 117198
Chicago, IL
Current
June 10, 2013 - Present
CNR SECURITIES, LLC
Office #1: 225 W. Washington Street 14th Floor, Chicago, IL 60606BD
CRD#: 18466
Chicago, IL
Past
June 6, 2003 - December 26, 2013
AMBS INVESTMENT COUNSEL LLC
RIA
CRD#: 106381
GRAND RAPIDS, MI
Past
July 1, 1988 - December 18, 1991
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
Past
March 30, 1982 - July 1, 1988
BMMG CAPITAL CORP.
BD
CRD#: 7304
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL ROCHDALE
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC
CRD#: 117198 / SEC#: 801-27265
RIA
Registered Investment Advisory firm - (6/20/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/12/2018)
RR
Arizona(1/10/2014)
RR
Arkansas(8/16/2022)
RR
California(6/19/2019)
RR
Colorado(9/25/2014)
RR
Connecticut(1/10/2014)
RR
Delaware(12/3/2018)
RR
Florida(12/20/2019)
RR
Georgia(1/10/2014)
RR
Illinois(1/10/2014)
IAR
Illinois(1/10/2014)
RR
Indiana(6/12/2019)
RR
Iowa(11/6/2017)
RR
Kansas(11/6/2017)
RR
Kentucky(12/3/2018)
RR
Maryland(1/10/2014)
RR
Michigan(7/1/2013)
RR
Minnesota(8/5/2014)
RR
Mississippi(3/17/2015)
RR
Missouri(11/6/2017)
RR
Nebraska(1/21/2016)
RR
Nevada(1/10/2014)
RR
New Hampshire(8/16/2022)
RR
New Jersey(3/10/2015)
RR
New York(1/10/2014)
RR
North Carolina(1/13/2014)
RR
North Dakota(7/13/2015)
RR
Ohio(1/10/2014)
IAR
Ohio(7/24/2023)
RR
Oklahoma(3/10/2015)
RR
Oregon(11/6/2017)
RR
Pennsylvania(9/6/2016)
RR
South Carolina(4/9/2020)
RR
South Dakota(11/6/2017)
RR
Tennessee(11/6/2018)
RR
Texas(11/12/2013)
IAR
Texas(12/26/2013)
RR
Utah(11/6/2017)
RR
Vermont(7/13/2015)
RR
Virginia(7/13/2015)
RR
Washington(1/10/2014)
RR
West Virginia(8/16/2022)
RR
Wisconsin(1/24/2019)
RR
Wyoming(11/6/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CN
CITY NATIONAL ROCHDALE
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC
CRD#: 117198 / SEC#: 801-27265
RIA
Registered Investment Advisory firm - (6/20/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Park Avenue 10th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 702-3500
Established
Firm type
Fiscal year end
# of Employees
235
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
