Katherine Watts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Watts was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 1982. Katherine had worked at 2 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 1989 - April 20, 2015
SOUTHPORT PARTNERS L.P.
March 2, 1982 - January 16, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
SOUTHPORT PARTNERS L.P.
CRD#: 23609 / SEC#: , 8-40583
Contact information
Documents
Red Flags
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